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Faculty / Organisational entity
- Kaiserslautern - Fachbereich Mathematik (12)
- Kaiserslautern - Fachbereich Chemie (11)
- Kaiserslautern - Fachbereich Informatik (7)
- Kaiserslautern - Fachbereich Elektrotechnik und Informationstechnik (5)
- Kaiserslautern - Fachbereich Maschinenbau und Verfahrenstechnik (5)
- Kaiserslautern - Fachbereich Biologie (1)
- Kaiserslautern - Fachbereich Wirtschaftswissenschaften (1)
Redox-neutral decarboxylative coupling reactions have emerged as a powerful strategy for C-C bond formation. However, the existing reaction conditions possess limitations, such as the coupling of aryl halides restricted to ortho-substituted benzoic acids; alkenyl halides were not applicable in decarboxylative coupling reaction. Within this thesis, the developments of Pd/Cu bimetallic catalyst systems are presented to overcome the limitations.
In the first part of the PhD work, a customized bimetallic PdII/CuI catalyst system was successfully developed to facilitate the decarboxylative cross-coupling of non-ortho-substituted aromatic carboxylates with aryl chlorides. The restriction of decarboxylative cross-coupling reactions to ortho-substituted or heterocyclic carboxylate substrates was overcome by holistic optimization of this bimetallic Cu/Pd catalyst system. All kinds of benzoic acids regardless of their substitution pattern now can be applied in decarboxylative cross-coupling reaction. This confirms prediction by DFT studies that the previously observed limitation to certain activated carboxylates is not intrinsic. The catalyst system also presents higher performance in the coupling of ortho-substituted benzoates, giving much higher yields than those previously reported. ortho-Methyl benzoate and ortho-phenyl benzoate which have never before been converted in decarboxylative coupling reactions, gave reasonable yields. These together further confirm the superiority of the new protocol.
In the second part of the PhD work, arylalkenes syntheses via two different Pd/Cu bimetallic-catalyzed decarboxylative couplings have been developed. This part consists of two projects: 2a) decarboxylative coupling of alkenyl halides; 2b) decarboxylative Mizoroki-Heck coupling of aryl halides with α,β-unsaturated carboxylic acids.
In project 2a, widely available, inexpensive, bench-stable aromatic carboxylic acids are used as nucleophile precursors instead of expensive and sensitive organometallic reagents that are commonly used in previously reported transition-metal catalyzed cross-couplings of alkenyl halides. With this protocol, alkenyl halides for the first time are used in decarboxylative coupling reaction, allowing regiospecific synthesis of a broad range of (hetero)arylalkenes in high yields. Unwanted double bond isomerization, a common side reaction in the alternative Heck reactions especially in the coupling of cycloalkenes or aliphatic alkenes, did not take place in this decarboxylative coupling reaction. Polysubstituted alkenes that hard to access with Heck reaction are also produced in good yields. The reaction can easily be scaled up to gram scale. The synthetic utility of this reaction was also demonstrated by synthesizing an important intermediate of fungicidal compound in high yield within 2 steps.
In project 2b, a Cu/Pd bimetallic catalyzed decarboxylative Mizoroki-Heck coupling of aryl halides with α, β-unsaturated carboxylic acids was successfully developed in which the carboxylate group directs the arylation into its β-position before being tracelessly removed via protodecarboxylation. It opens up a convenient synthesis of unsymmetrical 1,1-disubstituted alkenes from widely available precursors. This reaction features good regioselectivity, which is complementary to that of traditional Heck reactions, and also presents excellent functional group tolerance. Moreover, a one-pot 3-step 1,1-diarylethylene synthesis from methyl acrylate was achieved, where solvent changes or isolation of intermediates are not required. This subproject presents an example of carboxylic acids utility in synthesizing valuable compounds which are hard to access via conventional methodologies.
Wie Proteine sich innerhalb weniger Millisekunden korrekt falten können, ist eine der fundamentalen Fragen in der Biochemie. Ein beim Faltungsprozess durchlaufener Übergangszustand ist der molten globule Zustand (MG Zustand), der sich unter bestimmten Bedingungen stabilisieren und untersuchen lässt. In diesem Zustand ähnelt die Sekundärstruktur dem nativen Zustand, während die Tertiärstruktur eher dem vollständig entfalteten Zustand entspricht. In dieser Arbeit wurde der MG Zustand am Beispiel des Maltose bindenden Proteins (MBP) untersucht. Dazu wurde MBP bei pH 3,2 im MG-Zustand stabilisiert und dies mittels Fluoreszenz Spektroskopie bestätigt. Die Abstände zwischen definierten Aminosäuren im MG Zustand wurden durch Spinlabels, die an gezielt mutierten Cysteinpaaren angebracht wurden, mittels Elektronenspinresonanz (EPR) gemessen und mit den Abständen derselben Aminosäuren im nativen Zustand verglichen. Anhand von sieben verschiedenen Doppelmutanten wurde die periphere Struktur mittels gepulster EPR analysiert, zwei weitere Doppelmutanten dienten dazu, die Struktur der molekularen Bindungstasche von MBP mittels CW EPR zu untersuchen. Die Anwesenheit von Maltose führte im MG Zustand zu einer deutlichen Veränderung der Abstände bestimmter Spinlabels in der peripheren Struktur. Dies deutet darauf hin, dass MBP Maltose sogar im MG Zustand binden kann. Durch isotherme Titrationskalorimetrie (ITC) wurde diese Vermutung bestätigt: die Ergebnisse zeigen jedoch, dass der Bindungsprozess zwischen MBP und Maltose im MG Zustand mit 11 fach geringerer Bindungsenthalpie erfolgt wie im nativen Zustand. Die Abstände der Spinlabel Paare neben der Bindungstasche von MBP unterschieden sich im MG Zustand vom nativen Zustand weder mit noch ohne Maltose. Diese Ergebnisse weisen darauf hin, dass MBP im MG Zustand rund um die Bindungstasche bereits eine klar ausgebildete Tertiärstruktur besitzt. Um diese Befunde zu bestätigen, sollten nun Untersuchungen anhand weiterer Doppelmutanten und mittels empfindlicherer Messungen wie z.B. DQC durchgeführt werden.
A Multi-Sensor Intelligent Assistance System for Driver Status Monitoring and Intention Prediction
(2017)
Advanced sensing systems, sophisticated algorithms, and increasing computational resources continuously enhance the advanced driver assistance systems (ADAS). To date, despite that some vehicle based approaches to driver fatigue/drowsiness detection have been realized and deployed, objectively and reliably detecting the fatigue/drowsiness state of driver without compromising driving experience still remains challenging. In general, the choice of input sensorial information is limited in the state-of-the-art work. On the other hand, smart and safe driving, as representative future trends in the automotive industry worldwide, increasingly demands the new dimensional human-vehicle interactions, as well as the associated behavioral and bioinformatical data perception of driver. Thus, the goal of this research work is to investigate the employment of general and custom 3D-CMOS sensing concepts for the driver status monitoring, and to explore the improvement by merging/fusing this information with other salient customized information sources for gaining robustness/reliability. This thesis presents an effective multi-sensor approach with novel features to driver status monitoring and intention prediction aimed at drowsiness detection based on a multi-sensor intelligent assistance system -- DeCaDrive, which is implemented on an integrated soft-computing system with multi-sensing interfaces in a simulated driving environment. Utilizing active illumination, the IR depth camera of the realized system can provide rich facial and body features in 3D in a non-intrusive manner. In addition, steering angle sensor, pulse rate sensor, and embedded impedance spectroscopy sensor are incorporated to aid in the detection/prediction of driver's state and intention. A holistic design methodology for ADAS encompassing both driver- and vehicle-based approaches to driver assistance is discussed in the thesis as well. Multi-sensor data fusion and hierarchical SVM techniques are used in DeCaDrive to facilitate the classification of driver drowsiness levels based on which a warning can be issued in order to prevent possible traffic accidents. The realized DeCaDrive system achieves up to 99.66% classification accuracy on the defined drowsiness levels, and exhibits promising features such as head/eye tracking, blink detection, gaze estimation that can be utilized in human-vehicle interactions. However, the driver's state of "microsleep" can hardly be reflected in the sensor features of the implemented system. General improvements on the sensitivity of sensory components and on the system computation power are required to address this issue. Possible new features and development considerations for DeCaDrive are discussed as well in the thesis aiming to gain market acceptance in the future.
This dissertation describes an indoor localization system based on oscillating magnetic fields and the underlying processing architecture. The system consists of several fixed anchor points, generating the magnetic fields (transmitter), and wearable magnetic field measurement units, whose position should be determined (receiver). The system is evaluated in different environments and application areas. Additionally, various fields of application are discussed and assessed in ubiquitous and pervasive computing and Ambient Assisted Living. The fusion of magnetic field-based distance information and positions derived from LIDAR distance measurements is described and evaluated.
The system architecture consists of three layers, a physical layer, a layer for position and distance estimation between a magnetic field transmitter and a receiver, and a layer which uses several measurements to different transmitters to estimate the overall position of a wearable measurement unit.
Each layer covers different aspects which have to be taken care of when magnetic field information is processed. Especially the properties of the generated magnetic field information are considered in the processing algorithms.
The physical layer covers the magnetic field generation and magnetic Field-Based information transfer, synchronization of a transmitter and the receivers and the description of the locally measured magnetic fields on the receiver side. After a transfer of this information to a central processing unit, the hardware specific signal levels are transformed to the levels of the theoretical magnetic field models. The values are then used to estimate candidate positions and distances. Due to symmetrical effects of the magnetic fields, it is only possible to reduce the receiver position to 8 points around the transmitter (one position in each of the octants of the coordinate system). The determined positions have a mean error of 108 cm, the average error of the distance is 40 cm.
On top of this, the distance and position information against different transmitters are fused, this covers clock synchronization of transmitters, triggering and scheduling sequences and distance and position based localization and tracking algorithms. The magnetic-field-based indoor localization system has been evaluated in different applications and environments; the mean position error is 60 cm to 70 cm depending on the environment. A comparison against an RF-based indoor localization system shows the robustness of magnetic fields against RF shadows caused by big metal objects.
We additionally present algorithms for regions of interest detection, working on raw magnetic field information and transformed position and distance information. Setups in larger areas can distinguish regions which are further than 50 cm apart, small scale coil setups (3 transmitters in 2m^3) allow to resolve regions below 20 cm.
In the end, we describe a fusion algorithm for a wearable localization system based on 4 LIDAR distance measurement units and magnetic field-based distance estimation. The magnetic field indoor localization system provides distance proximity information which is used to resolve ambiguous position estimates of the LIDAR system. In a room (8m × 10m), we achieve a mean error of 8 cm.
Novel Pseudocyclopeptides Containing 1,4-Disubstituted 1,2,3-Triazole Subunits for Anion Recognition
(2017)
Anion recognition is one of the most rapidly growing areas in the field of Supramolecular Chemistry due to the vital role of anions in the environment, in biology and in industry. The development of new anion binding motifs that can also be combined with known ones in a novel receptor is a timely topic. In this context, we have synthesized three cyclic pseudopeptides 16, 17 and 18, containing conventional H-bond donors (amide) in combination with, respectively, triazole C–H or triazole C–I functions.
All three receptors were synthesized by using a combination of peptide and click chemistry. Structural studies show that all three pseudopeptides adopt conformations with the triazole C-H or C-I groups pointing into the cavity center to allow them to contribute to binding. Quantitative binding studies showed that the cyclic pseudohexapeptide 1 coordinates to oxoanions (sulfate, dihydrogenphosphate, and hydrogenpyrophosphate) with different binding strengths and complex stoichiometries in 2.5 vol% water/DMSO.
Anion selectivity of 16 significantly changes when the cavity size of this pseudopeptide is increased to obtain the larger analog 17. This pseudooctapeptide forms well defined complexes with protonated phosphate anions. The complexation involves sandwiching of a cyclic tetramer of dihydrogenphosphate or a dimer of dihydrogenpyrophosphate anions by two pseudopeptide rings. Both complexes were characterized structurally in the solid state. They are stable in solution (2.5 vol% water/DMSO) as result of the interaction between hydrogen bond donors of 17 and the oxygen atoms of the anionic aggregates. The complexes can also be transferred to the gas phase without decomposition.
Anion selectivity of 16 was further altered by introducing iodine atom in the C5 position of the 1,4-disubstituted 1,2,3-triazole units. The corresponding cyclic pseudohexapeptide 18 features a smaller cavity diameter than 17 as a result of the iodide atoms and was therefore found to only coordinate to smaller spherical anions such as chloride. It forms 1:1 complexes with chloride, bromide and iodide in 2.5 vol% water/DMSO. Among the halides, 18 has highest affinity for chloride followed by bromide and iodide. The same stability trend was also observed in the gas phase by ESI/MS.
Concluding, I prepared three new macrocyclic pseudopeptides during my PhD and characterized their complexes with anions in terms of structure and affinity. All of these pseudopeptides were shown to interact with phosphate-derived anions, which renders them unique among the anion receptors developed in the Kubik group before.
The thesis studies change points in absolute time for censored survival data with some contributions to the more common analysis of change points with respect to survival time. We first introduce the notions and estimates of survival analysis, in particular the hazard function and censoring mechanisms. Then, we discuss change point models for survival data. In the literature, usually change points with respect to survival time are studied. Typical examples are piecewise constant and piecewise linear hazard functions. For that kind of models, we propose a new algorithm for numerical calculation of maximum likelihood estimates based on a cross entropy approach which in our simulations outperforms the common Nelder-Mead algorithm.
Our original motivation was the study of censored survival data (e.g., after diagnosis of breast cancer) over several decades. We wanted to investigate if the hazard functions differ between various time periods due, e.g., to progress in cancer treatment. This is a change point problem in the spirit of classical change point analysis. Horváth (1998) proposed a suitable change point test based on estimates of the cumulative hazard function. As an alternative, we propose similar tests based on nonparametric estimates of the hazard function. For one class of tests related to kernel probability density estimates, we develop fully the asymptotic theory for the change point tests. For the other class of estimates, which are versions of the Watson-Leadbetter estimate with censoring taken into account and which are related to the Nelson-Aalen estimate, we discuss some steps towards developing the full asymptotic theory. We close by applying the change point tests to simulated and real data, in particular to the breast cancer survival data from the SEER study.
In the present work the concept of decarboxylative couplings and the strategy to use carboxylates as directing groups for C-H functionalizations have been decisively improved in three ways. These concepts emphasize the multifaceted nature of aromatic carboxylic acids as expedient starting materials in homogeneous catalysis to construct highly desirable molecular scaffolds in a straightforward fashion.
In the first project, the restriction of decarboxylative biaryl synthesis to exclusively couple aryl halides with ortho-substituted benzoic acids has been overcome by a holistic optimization of a Cu/Pd bimetallic catalyst system. Long ago postulated, this is now the proof that decarboxylative cross-couplings are not intrinsically limited to different decarboxylation propensities of benzoic acids or hampered by excess halides, accessing for the first time the entire spectrum of aromatic carboxylic acids as starting materials for the decarboxylative biaryl synthesis. The second project uses the carboxyl moiety as directing group for the ortho-arylation with aryl bromides and -chlorides catalyzed by comparatively inexpensive ruthenium. The carboxylic acid group remains untouched after the ortho-functionalization giving the possibility to a wealth of further diversifications via decarboxylative ipso-substitutions. Within the same project, a Cu/Ru bimetallic catalyst system was found to be able to switch the decarboxylative biaryl coupling from the ipso- to the ortho-position, complementing the Cu/Pd system developed in the first project. In a third project, a redox neutral C-C bond formation revealed the full synthetic potential of the carboxyl group. The COOH moiety acts as a classical directing group for the C-H hydroarylation of internal alkynes to form highly desirable 2-vinyl benzoic acids. With propargylic alcohols the hydroarylation is followed by an in situ esterification, showing that after easing the C-H cleavage, the directing group can be transformed into another functional group, thus, acting as a transformable directing group. Most importantly, a new fascinating reaction mode is activated by embedding the decarboxylation within the C-H functionalization event. This mode of action is capable to solve regioselectivity issues that inherently occur when dealing with carboxylates as directing groups. A so-called deciduous directing group is cast off simultaneously within the C-H functionalization event, resulting in an inherently monoselective pathway.
These methods were developed with the permanent goal of ensuring high sustainability. They do require neither pre-functionalized starting materials nor additional oxidants and provide access to a number of chemically relevant molecules from abundant, inexpensive and toxicologically innocuous educts.
In change-point analysis the point of interest is to decide if the observations follow one model
or if there is at least one time-point, where the model has changed. This results in two sub-
fields, the testing of a change and the estimation of the time of change. This thesis considers
both parts but with the restriction of testing and estimating for at most one change-point.
A well known example is based on independent observations having one change in the mean.
Based on the likelihood ratio test a test statistic with an asymptotic Gumbel distribution was
derived for this model. As it is a well-known fact that the corresponding convergence rate is
very slow, modifications of the test using a weight function were considered. Those tests have
a better performance. We focus on this class of test statistics.
The first part gives a detailed introduction to the techniques for analysing test statistics and
estimators. Therefore we consider the multivariate mean change model and focus on the effects
of the weight function. In the case of change-point estimators we can distinguish between
the assumption of a fixed size of change (fixed alternative) and the assumption that the size
of the change is converging to 0 (local alternative). Especially, the fixed case in rarely analysed
in the literature. We show how to come from the proof for the fixed alternative to the
proof of the local alternative. Finally, we give a simulation study for heavy tailed multivariate
observations.
The main part of this thesis focuses on two points. First, analysing test statistics and, secondly,
analysing the corresponding change-point estimators. In both cases, we first consider a
change in the mean for independent observations but relaxing the moment condition. Based on
a robust estimator for the mean, we derive a new type of change-point test having a randomized
weight function. Secondly, we analyse non-linear autoregressive models with unknown
regression function. Based on neural networks, test statistics and estimators are derived for
correctly specified as well as for misspecified situations. This part extends the literature as
we analyse test statistics and estimators not only based on the sample residuals. In both
sections, the section on tests and the one on the change-point estimator, we end with giving
regularity conditions on the model as well as the parameter estimator.
Finally, a simulation study for the case of the neural network based test and estimator is
given. We discuss the behaviour under correct and mis-specification and apply the neural
network based test and estimator on two data sets.
We discuss the portfolio selection problem of an investor/portfolio manager in an arbitrage-free financial market where a money market account, coupon bonds and a stock are traded continuously. We allow for stochastic interest rates and in particular consider one and two-factor Vasicek models for the instantaneous
short rates. In both cases we consider a complete and an incomplete market setting by adding a suitable number of bonds.
The goal of an investor is to find a portfolio which maximizes expected utility
from terminal wealth under budget and present expected short-fall (PESF) risk
constraints. We analyze this portfolio optimization problem in both complete and
incomplete financial markets in three different cases: (a) when the PESF risk is
minimum, (b) when the PESF risk is between minimum and maximum and (c) without risk constraints. (a) corresponds to the portfolio insurer problem, in (b) the risk constraint is binding, i.e., it is satisfied with equality, and (c) corresponds
to the unconstrained Merton investment.
In all cases we find the optimal terminal wealth and portfolio process using the
martingale method and Malliavin calculus respectively. In particular we solve in the incomplete market settings the dual problem explicitly. We compare the
optimal terminal wealth in the cases mentioned using numerical examples. Without
risk constraints, we further compare the investment strategies for complete
and incomplete market numerically.