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As the previous chapters of this book have shown, case-based reasoning is a technology that has been successfully applied to a large range of different tasks. Through all the different CBR projects, both basic research projects as well as industrial development projects, lots of knowledge and experience about how to build a CBR application has been collected. Today, there is already an increasing number of successful companies developing industrial CBR applications. In former days, these companies could develop their early pioneering CBR applications in an ad-hoc manner. The highly-skilled CBR expert of the company was able to manage these projects and to provide the developers with the required expertise.

This paper presents a brief overview of the INRECA-II methodology for building and maintaining CBR applications. It is based on the experience factory and the software process modeling approach from software engineering. CBR development and maintenance experience is documented using software process models and stored in a three-layered experience packet.

Although several systematic analyses of existing approaches to adaptation have been published recently, a general formal adaptation framework is still missing. This paper presents a step into the direction of developing such a formal model of transformational adaptation. The model is based on the notion of the quality of a solution to a problem, while quality is meant in a more general sense and can also denote some kind of appropriateness, utility, or degree of correctness. Adaptation knowledge is then defined in terms of functions transforming one case into a successor case. The notion of quality provides us with a semantics for adaptation knowledge and allows us to define terms like soundness, correctness and completeness. In this view, adaptation (and even the whole CBR process) appears to be a special instance of an optimization problem.

For defining attribute types to be used in the case representation, taxonomies occur quite often. The symbolic values at any node of the taxonomy tree are used as attribute values in a case or a query. A taxonomy type represents a relationship between the symbols through their position within the taxonomy-tree which expresses knowledge about the similarity between the symbols. This paper analyzes several situations in which taxonomies are used in different ways and proposes a systematic way of specifying local similarity measures for taxonomy types. The proposed similarity measures have a clear semantics and are easy to compute at runtime.

This paper motivates the necessity for support for negotiation during Sales Support on the Internet within Case-Based Reasoning solutions. Different negotiation approaches are discussed and a general model of the sales process is presented. Further, the tradition al CBR-cycle is modified in such a way that iterative retrieval during a CBR consulting session is covered by the new model. Several gen eral characteristics of negotiation are described and a case study is shown where preliminary approaches are used to negotiate with a cu stomer about his demands and available products in a 'CBR-based' Electronic Commerce solution.

Object-oriented case representations require approaches for similarity assessment that allow to compare two differently structured objects, in particular, objects belonging to different object classes. Currently, such similarity measures are developed more or less in an ad-hoc fashion. It is mostly unclear, how the structure of an object-oriented case model, e.g., the class hierarchy, influences similarity assessment. Intuitively, it is obvious that the class hierarchy contains knowledge about the similarity of the objects. However, how this knowledge relates to the knowledge that could be represented in similarity measures is not obvious at all. This paper analyzes several situations in which class hierarchies are used in different ways for case modeling and proposes a systematic way of specifying similarity measures for comparing arbitrary objects from the hierarchy. The proposed similarity measures have a clear semantics and are computationally inexpensive to compute at run-time.

Contrary to symbolic learning approaches, that represent a learned concept explicitly, case-based approaches describe concepts implicitly by a pair (CB; sim), i.e. by a measure of similarity sim and a set CB of cases. This poses the question if there are any differences concerning the learning power of the two approaches. In this article we will study the relationship between the case base, the measure of similarity, and the target concept of the learning process. To do so, we transform a simple symbolic learning algorithm (the version space algorithm) into an equivalent case-based variant. The achieved results strengthen the hypothesis of the equivalence of the learning power of symbolic and casebased methods and show the interdependency between the measure used by a case-based algorithm and the target concept.

Programs are linguistic structures which contain identifications of individuals: memory locations, data types, classes, objects, relations, functions etc. must be identified selectively or definingly. The first part of the essay which deals with identification by showing and designating is rather short, whereas the remaining part dealing with paraphrasing is rather long. The reason is that for an identification by showing or designating no linguistic compositions are needed, in contrast to the case of identification by paraphrasing. The different types of functional paraphrasing are covered here in great detail because the concept of functional paraphrasing is the foundation of functional programming. The author had to decide whether to cover this subject here or in his essay Purpose versus Form of Programs where the concept of functional programming is presented. Finally, the author came to the conclusion that this essay on identification is the more appropriate place.

In system theory, state is a key concept. Here, the word state refers to condition, as in the example Since he went into the hospital, his state of health worsened daily. This colloquial meaning was the starting point for defining the concept of state in system theory. System theory describes the relationship between input X and output Y, that is, between influence and reaction. In system theory, a system is something that shows an observable behavior that may be influenced. Therefore, apart from the system, there must be something else influencing and observing the reaction of the system. This is called the environment of the system.

The paper presents a process-oriented view on knowledge management in software development. We describe requirements on knowledge management systems from a process-oriented perspective, introduce a process modeling language MILOS and its use for knowledge management. Then we explain how a process-oriented knowledge management system can be implemented using advanced but available information technologies.

The term enterprise modelling, synonymous with enterprise engineering, refers to methodologies developed for modelling activities, states, time, and cost within an enterprise architecture. They serve as a vehicle for evaluating and modelling activities resources etc. CIM - OSA (Computer Integrated Manufacturing Open Systems Architecture) is a methodology for modelling computer integrated environments, and its major objective is the appropriate integration of enterprise operations by means of efficient information exchange within the enterprise. PERA is another methodology for developing models of computer integrated manufacturing environments. The department of industrial engineering in Toronto proposed the development of ontologies as a vehicle for enterprise integration. The paper reviews the work carried out by various researchers and computing departments on the area of enterprise modelling and points out other modelling problems related to enterprise integration.

The term enterprise modeling, synonymous with enterprise engineering, often refers to methodologies, developed for modeling activities, states, time, and cost within an enterprise architecture. They serve as a vehicle for evaluating and modeling activities resources and so on. CIM - OSA (Computer Integrated Manufacturing Open Systems Architecture) is a methodology for modeling computer integrated environments, and its major objective is the appropriate integration of enterprise operations by means of efficient information exchange within the enterprise. Although there are other methodo- logies in the industry that serve the same purpose, most of them concentrate on the internal aspect of an enterprise. The paper is concerned with the modeling of the links between enterprises. The aim is to examine these relationships or links in detail and suggest a method for modeling enterprise networks drawing on the methodologies currently used in the industry and extending with the method proposed here.

The paper addresses two problems of comprehensible proof presentation, the hierarchically structured presentation at the level of proof methods and different presentation styles of construction proofs. It provides solutions for these problems that can make use of proof plans generated by an automated proof planner.

On the one hand, in the world of Product Data Technology (PDT), the ISO standard STEP (STandard for the Exchange of Product model data) gains more and more importance. STEP includes the information model specification language EXPRESS and its graphical notation EXPRESS-G. On the other hand, in the Software Engineering world in general, mainly other modelling languages are in use - particularly the Unified Modeling Language (UML), recently adopted to become a standard by the Object Management Group, will probably achieve broad acceptance. Despite a strong interconnection of PDT with the Software Engineering area, there is a lack of bridging elements concerning the modelling language level. This paper introduces a mapping between EXPRESS-G and UML in order to define a linking bridge and bring the best of both worlds together. Hereby the feasibility of a mapping is shown with representative examples; several problematic cases are discussed as well as possible solutions presented.

Interoperability between different CAx systems involved in the development process of cars is presently one of the most critical issues in the automotive industry. None of the existing CAx systems meets all requirements of the very complex process network of the lifecycle of a car. With this background, industrial engineers have to use various CAx systems to get an optimal support for their daily work. Today, the communication between different CAx systems is done via data files using special direct converters or neutral system independent standards like IGES, VDAFS, and recently STEP, the international standard for product data description. To reduce the dependency on individual CAx s ystem vendors, the German automotive industry developed an open CAx system architecture based on STEP as guiding principle for CAx system development. The central component of this architecture is a common, system-independent access interface to CAx functions and data of all involved CAx systems, which is under development in the project ANICA. Within this project, a CAx object bus has been developed based on a STEP data description using CORBA as an integration platform. This new approach allows a transparent access to data and functions of the integrated CAx systems without file-based data exchange. The product development process with various CAx systems concerns objects from different CAx systems. Thus, mechanisms are needed to handle the persistent storage of the CAx objects distributed over the CAx object bus to give the developing engineers a consistent view of the data model of their product. The following paper discusses several possibilities to guarantee consistent data management and storage of distributed CAx models. One of the most promising approaches is the enhancement of the CAx object bus by a STEP-based object-oriented data server to realise a central data management.

Functional Analysis
(1998)

The aim of this course is to give a very modest introduction to the extremely rich and well-developed theory of Hilbert spaces, an introduction that hopefully will provide the students with a knowledge of some of the fundamental results of the theory and will make them familiar with everything needed in order to understand, believe and apply the spectral theorem for selfadjoint operators in Hilbert space. This implies that the course will have to give answers to such questions as - What is a Hilbert space? - What is a bounded operator in Hilbert space? - What is a selfadjoint operator in Hilbert space? - What is the spectrum of such an operator? - What is meant by a spectral decomposition of such an operator?

Convex Analysis
(1998)

Preface Convex analysis is one of the mathematical tools which is used both explicitly and indirectly in many mathematical disciplines. However, there are not so many courses which have convex analysis as the main topic. More often, parts of convex analysis are taught in courses like linear or nonlinear optimization, probability theory, geometry, location theory, etc.. This manuscript gives a systematic introduction to the concepts of convex analysis. A focus is set to the geometrical interpretation of convex analysis. This focus was one of the reasons why I have decided to restrict myself to the finite dimensional case. Another reason for this restriction is that in the infinite dimensional case many proofs become more difficult and more technical. Therefore, it would not have been possible (for me) to cover all the topics I wanted to discuss in this introductory text in the infinite dimensional case, too. Anyway, I am convinced that even for someone who is interested in the infinite dimensional case this manuscript will be a good starting point. When I offered a course in convex analysis in the Wintersemester 1997/1998 (upon which this manuscript is based) a lot of students asked me how this course fits in their own studies. Because this manuscript will (hopefully) be used by some students in the future, I will give here some of the possible statements to answer this very question. - Convex analysis can be seen as an extension of classical analysis, in which still we get many of the results, like a mean-value theorem, with less assumptions on the smoothness of the function. - Convex analysis can be seen as a foundation of linear and nonlinear optimization which provides many tools to handle concepts in optimization much easier (for example the Lemma of Farkas). - Finally, convex analysis can be seen as a link between abstract geometry and very algorithmic oriented computational geometry. As already explained before, this manuscript is based on a one semester course and therefore cannot cover all topics and discuss all aspects of convex analysis in detail. To guide the interested reader I have included a list of nice books about this subject at the end of the manuscript. It should be noted that the philosophy of this course follows [3], [4] and THE BOOK of modern convex analysis [6]. The geometrical emphasis however, is also related to intentions of [1].^L

The Kallianpur-Robbins law describes the long term asymptotic behaviour of the distribution of the occupation measure of a Brownian motion in the plane. In this paper we show that this behaviour can be seen at every typical Brownian path by choosing either a random time or a random scale according to the logarithmic laws of order three. We also prove a ratio ergodic theorem for small scales outside an exceptional set of vanishing logarithmic density of order three.

In the following an introduction to the level set method will be givenso that one becomes aware of the arising problems, which lead to the needof reinitialization. The problems concerning reinitialization itself will be analysed more detailed and a solution for area loss will be proposed. This solution consists in a combination of the commonly used PDE for reinitialization and extrapolation around the zero level set. Numericalexperiments show rather satisfactory results as far as area loss and computation of curvature are concerned.

The quasienergy spectrum of a periodically driven quantum system is constructed from classical dynamics by means of the semiclassical initial value representation using coherent states. For the first time, this method is applied to explicitly time dependent systems. For an anharmonic oscillator system with mixed chaotic and regular classical dynamics, the entire quantum spectrum (both regular and chaotic states) is reproduced semiclassically with surprising accuracy. In particular, the method is capable to account for the very small tunneling splittings.

The paper discusses the metastable states of a quantum particle in a periodic potential under a constant force (the model of a crystal electron in a homogeneous electric ,eld), which are known as the Wannier-Stark ladder of resonances. An ecient procedure to ,nd the positions and widths of resonances is suggested and illustrated by numerical calculation for a cosine potential.

The dispersions of dipolar (Damon-Eshbach modes) and exchange dominated spin waves are calculated for in-plane magnetized thin and ultrathin cubic films with (111) crystal orientation and the results are compared with those obtained for the other principal planes. The properties of these magnetic excitations are examined from the point of view of Brillouin light scattering experiments. Attention is paid to study the spin-wave frequency variation as a function of the magnetization direction in the film plane for different film thicknesses. Interface anisotropies and the bulk magnetocrystalline anisotropy are considered in the calculation. A quantitative comparison between an analytical expression obtained in the limit of small film thickness and wave vector and the full numerical calculation is given.

A formalism is developed for calculating the quasienergy states and spectrum for time-periodic quantum systems when a time-periodic dynamical invariant operator with a nondegenerate spectrum is known. The method, which circumvents the integration of the Schr-odinger equation, is applied to an integrable class of systems, where the global invariant operator is constructed. Furthermore, a local integrable approximation for more general non-integrable systems is developed. Numerical results are presented for the doubleresonance model.

We consider N coupled linear oscillators with time-dependent coecients. An exact complex amplitude - real phase decomposition of the oscillatory motion is constructed. This decomposition is further used to derive N exact constants of motion which generalise the so-called Ermakov-Lewis invariant of a single oscillator. In the Floquet problem of periodic oscillator coecients we discuss the existence of periodic complex amplitude functions in terms of existing Floquet solutions.

We have computed ensembles of complete spectra of the staggered Dirac operator using four-dimensional SU(2) gauge fields, both in the quenched approximation and with dynamical fermions. To identify universal features in the Dirac spectrum, we compare the lattice data with predictions from chiral random matrix theory for the distribution of the low-lying eigenvalues. Good agreement is found up to some limiting energy, the so-called Thouless energy, above which random matrix theory no longer applies. We determine the dependence of the Thouless energy on the simulation parameters using the scalar susceptibility and the number variance.

The Wannier-Bloch resonance states are metastable states of a quantum particle in a space-periodic potential plus a homogeneous field. Here we analyze the states of quantum particle in space- and time-periodic potential. In this case the dynamics of the classical counterpart of the quantum system is either quasiregular or chaotic depending on the driving frequency. It is shown that both the quasiregular and the chaotic motion can also support quantum resonances. The relevance of the obtained result to the problem a of crystal electron under simultaneous influence of d.c. and a.c. electric fields is briefly discussed. PACS: 73.20Dx, 73.40Gk, 05.45.+b

We study the statistics of the Wigner delay time and resonance width for a Bloch particle in ac and dc fields in the regime of quantum chaos. It is shown that after appropriate rescaling the distributions of these quantities have universal character predicted by the random matrix theory of chaotic scattering.

The tunneling splitting of the energy levels of a ferromagnetic particle in the presence of an applied magnetic field - previously derived only for the ground state with the path integral method - is obtained in a simple way from Schr"odinger theory. The origin of the factors entering the result is clearly understood, in particular the effect of the asymmetry of the barriers of the potential. The method should appeal particularly to experimentalists searching for evidence of macroscopic spin tunneling.

Transitions from classical to quantum behaviour in a spin system with two degenerate ground states separated by twin energy barriers which are asymmetric due to an applied magnetic field are investigated. It is shown that these transitions can be interpreted as first- or second-order phase transitions depending on the anisotropy and magnetic parameters defining the system in an effective Lagrangian description.

The greybody factors in BTZ black holes are evaluated from 2D CFT in the spirit of AdS3/CFT correspondence. The initial state of black holes in the usual calculation of greybody factors by effective CFT is described as Poincar'e vacuum state in 2D CFT. The normalization factor which cannot be fixed in the effective CFT without appealing to string theory is shown to be determined by the normalized bulk-to-boundary Green function. The relation among the greybody factors in different dimensional black holes is exhibited. Two kinds of (h; _h) = (1; 1) operators which couple with the boundary value of massless scalar field are discussed.

The light-cone Hamiltonian approach is applied to the super D2- brane, and the equivalent area-preserving and U(1) gauge-invariant effective Lagrangian, which is quadratic in the U(1) gauge field, is derived. The latter is recognised to be that of the three- dimensional U(1) gauge theory, interacting with matter supermultiplets, in a special external induced supergravity metric and the gravitino field, depending on matter fields. The duality between this theory and 11d supermembrane theory is demonstrated in the light-cone gauge.

The pure-Skyrme limit of a scale-breaking Skyrmed O(3) sigma model in 1+1 dimensions is employed to study the effect of the Skyrme term on the semiclassical analysis of a field theory with instantons. The instantons of this model are self-dual and can be evaluated explicitly. They are also localised to an absolute scale, and their fluctuation action can be reduced to a scalar subsystem. This permits the explicit calculation of the fluctuation determinant and the shift in vacuum energy due to instantons. The model also illustrates the semiclassical quantisation of a Skyrmed field theory.

We derive a new class of particle methods for conservation laws, which are based on numerical flux functions to model the interactions between moving particles. The derivation is similar to that of classical Finite-Volume methods; except that the fixed grid structure in the Finite-Volume method is substituted by so-called mass packets of particles. We give some numerical results on a shock wave solution for Burgers equation as well as the well-known one-dimensional shock tube problem.

The lowest resonant frequency of a cavity resonator is usually approximated by the classical Helmholtz formula. However, if the opening is rather large and the front wall is narrow this formula is no longer valid. Here we present a correction which is of third order in the ratio of the diameters of aperture and cavity. In addition to the high accuracy it allows to estimate the damping due to radiation. The result is found by applying the method of matched asymptotic expansions. The correction contains form factors describing the shapes of opening and cavity. They are com- puted for a number of standard geometries. Results are compared with numerical computations.

In this paper, a combined approach to damage diagnosis of rotors is proposed. The intention is to employ signal-based as well as model-based procedures for an improved detection of size and location of the damage. In a first step, Hilbert transform signal processing techniques allow for a computation of the signal envelope and the instantaneous frequency, so that various types of non-linearities due to a damage may be identified and classified based on measured response data. In a second step, a multi-hypothesis bank of Kalman Filters is employed for the detection of the size and location of the damage based on the information of the type of damage provided by the results of the Hilbert transform.

Wavelets on closed surfaces in Euclidean space R3 are introduced starting from a scale discrete wavelet transform for potentials harmonic down to a spherical boundary. Essential tools for approximation are integration formulas relating an integral over the sphere to suitable linear combinations of functional values (resp. normal derivatives) on the closed surface under consideration. A scale discrete version of multiresolution is described for potential functions harmonic outside the closed surface and regular at infinity. Furthermore, an exact fully discrete wavelet approximation is developed in case of band-limited wavelets. Finally, the role of wavelets is discussed in three problems, namely (i) the representation of a function on a closed surface from discretely given data, (ii) the (discrete) solution of the exterior Dirichlet problem, and (iii) the (discrete) solution of the exterior Neumann problem.

For the determination of the earth" s gravity field many types of observations are available nowadays, e.g., terrestrial gravimetry, airborne gravimetry, satellite-to-satellite tracking, satellite gradiometry etc. The mathematical connection between these observables on the one hand and gravity field and shape of the earth on the other hand, is called the integrated concept of physical geodesy. In this paper harmonic wavelets are introduced by which the gravitational part of the gravity field can be approximated progressively better and better, reflecting an increasing flow of observations. An integrated concept of physical geodesy in terms of harmonic wavelets is presented. Essential tools for approximation are integration formulas relating an integral over an internal sphere to suitable linear combinations of observation functionals, i.e., linear functionals representing the geodetic observables. A scale discrete version of multiresolution is described for approximating the gravitational potential outside and on the earth" s surface. Furthermore, an exact fully discrete wavelet approximation is developed for the case of band-limited wavelets. A method for combined global outer harmonic and local harmonic wavelet modelling is proposed corresponding to realistic earth" s models. As examples, the role of wavelets is discussed for the classical Stokes problem, the oblique derivative problem, satellite-to-satellite tracking, satellite gravity gradiometry, and combined satellite-to-satellite tracking and gradiometry.

Annual Report 1997
(1998)

Rewriting techniques have been applied successfully to various areas of symbolic computation. Here we consider the notion of prefix-rewriting and give a survey on its applications to the subgroup problem in combinatorial group theory. We will see that for certain classes of finitely presented groups finitely generated subgroups can be described through convergent prefix-rewriting systems, which can be obtained from a presentation of the group considered and a set of generators for the subgroup through a specialized Knuth-Bendix style completion procedure. In many instances a finite presentation for the subgroup considered can be constructed from such a convergent prefix-rewriting system, thus solving the subgroup presentation problem. Finally we will see that the classical procedures for computing Nielsen reduced sets of generators for a finitely generated subgroup of a free group and the Todd-Coxeter coset enumeration can be interpreted as particular instances of prefix-completion. Further, both procedures are closely related to the computation of prefix Gr"obner bases for right ideals in free group rings.

Todd and Coxeter's method for enumerating cosets of finitely generated subgroups in finitely presented groups (abbreviated by Tc here) is one famous method from combinatorial group theory for studying the subgroup problem. Since prefix string rewriting is also an appropriate method to study this problem, prefix string rewriting methods have been compared to Tc. We recall and compare two of them briefly, one by Kuhn and Madlener [4] and one by Sims [15]. A new approach using prefix string rewriting in free groups is derived from the algebraic method presented by Reinert, Mora and Madlener in [14] which directly emulates Tc. It is extended to free monoids and an algebraic characterization for the "cosets" enumerated in this setting is provided.

We prove that there exists a positive \(\alpha\) such thatfor any integer \(\mbox{$d\ge 3$}\) and any topological types \(\mbox{$S_1,\dots,S_n$}\) of plane curve singularities, satisfying \(\mbox{$\mu(S_1)+\dots+\mu(S_n)\le\alpha d^2$}\), there exists a reduced irreducible plane curve of degree \(d\) with exactly \(n\) singular points of types \(\mbox{$S_1,\dots,S_n$}\), respectively. This estimate is optimal with respect to theexponent of \(d\). In particular, we prove that for any topological type \(S\) there exists an irreducible polynomial of degree \(\mbox{$d\le 14\sqrt{\mu(S)}$}\) having a singular point of type \(S\).

On a family F of probability measures on a measure space we consider the Hellinger and Kullback-Leibler distances. We show that under suitable regulari ty conditions Jeffreys' prior is proportional to the k-dimensional Hausdorff measure w.r.t. Hellinger dis tance respectively to the k2 -dimensional Hausdorff measure w.r.t. Kullback-Leibler distance. The proof i s based on an area-formula for the Hausdorff measure w.r.t. to generalized distances.