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#### Faculty / Organisational entity

The detection and characterisation of undesired lead structures on shaft surfaces is a concern in production and quality control of rotary shaft lip-type sealing systems. The potential lead structures are generally divided into macro and micro lead based on their characteristics and formation. Macro lead measurement methods exist and are widely applied. This work describes a method to characterise micro lead on ground shaft surfaces. Micro lead is known as the deviation of main orientation of the ground micro texture from circumferential direction. Assessing the orientation of microscopic structures with arc minute accuracy with regard to circumferential direction requires exact knowledge of both the shaft’s orientation and the direction of surface texture. The shaft’s circumferential direction is found by calibration. Measuring systems and calibration procedures capable of calibrating shaft axis orientation with high accuracy and low uncertainty are described. The measuring systems employ areal-topographic measuring instruments suited for evaluating texture orientation. A dedicated evaluation scheme for texture orientation is based on the Radon transform of these topographies and parametrised for the application. Combining the calibration of circumferential direction with the evaluation of texture orientation the method enables the measurement of micro lead on ground shaft surfaces.

The present situation of control engineering in the context of automated production can be described as a tension field between its desired outcome and its actual consideration. On the one hand, the share of control engineering compared to the other engineering domains has significantly increased within the last decades due to rising automation degrees of production processes and equipment. On the other hand, the control engineering domain is still underrepresented within the production engineering process. Another limiting factor constitutes a lack of methods and tools to decrease the amount of software engineering efforts and to permit the development of innovative automation applications that ideally support the business requirements.
This thesis addresses this challenging situation by means of the development of a new control engineering methodology. The foundation is built by concepts from computer science to promote structuring and abstraction mechanisms for the software development. In this context, the key sources for this thesis are the paradigm of Service-oriented Architecture and concepts from Model-driven Engineering. To mold these concepts into an integrated engineering procedure, ideas from Systems Engineering are applied. The overall objective is to develop an engineering methodology to improve the efficiency of control engineering by a higher adaptability of control software and decreased programming efforts by reuse.

A Multi-Sensor Intelligent Assistance System for Driver Status Monitoring and Intention Prediction
(2017)

Advanced sensing systems, sophisticated algorithms, and increasing computational resources continuously enhance the advanced driver assistance systems (ADAS). To date, despite that some vehicle based approaches to driver fatigue/drowsiness detection have been realized and deployed, objectively and reliably detecting the fatigue/drowsiness state of driver without compromising driving experience still remains challenging. In general, the choice of input sensorial information is limited in the state-of-the-art work. On the other hand, smart and safe driving, as representative future trends in the automotive industry worldwide, increasingly demands the new dimensional human-vehicle interactions, as well as the associated behavioral and bioinformatical data perception of driver. Thus, the goal of this research work is to investigate the employment of general and custom 3D-CMOS sensing concepts for the driver status monitoring, and to explore the improvement by merging/fusing this information with other salient customized information sources for gaining robustness/reliability. This thesis presents an effective multi-sensor approach with novel features to driver status monitoring and intention prediction aimed at drowsiness detection based on a multi-sensor intelligent assistance system -- DeCaDrive, which is implemented on an integrated soft-computing system with multi-sensing interfaces in a simulated driving environment. Utilizing active illumination, the IR depth camera of the realized system can provide rich facial and body features in 3D in a non-intrusive manner. In addition, steering angle sensor, pulse rate sensor, and embedded impedance spectroscopy sensor are incorporated to aid in the detection/prediction of driver's state and intention. A holistic design methodology for ADAS encompassing both driver- and vehicle-based approaches to driver assistance is discussed in the thesis as well. Multi-sensor data fusion and hierarchical SVM techniques are used in DeCaDrive to facilitate the classification of driver drowsiness levels based on which a warning can be issued in order to prevent possible traffic accidents. The realized DeCaDrive system achieves up to 99.66% classification accuracy on the defined drowsiness levels, and exhibits promising features such as head/eye tracking, blink detection, gaze estimation that can be utilized in human-vehicle interactions. However, the driver's state of "microsleep" can hardly be reflected in the sensor features of the implemented system. General improvements on the sensitivity of sensory components and on the system computation power are required to address this issue. Possible new features and development considerations for DeCaDrive are discussed as well in the thesis aiming to gain market acceptance in the future.

In this paper a modified version of dynamic network
ows is discussed. Whereas dynamic network flows are widely analyzed already, we consider a dynamic flow problem with aggregate arc capacities called Bridge
Problem which was introduced by Melkonian [Mel07]. We extend his research to integer flows and show that this problem is strongly NP-hard. For practical relevance we also introduce and analyze the hybrid bridge problem, i.e. with underlying networks whose arc capacity can limit aggregate flow (bridge problem) or the flow entering an arc at each time (general dynamic flow). For this kind of problem we present efficient procedures for
special cases that run in polynomial time. Moreover, we present a heuristic for general hybrid graphs with restriction on the number of bridge arcs.
Computational experiments show that the heuristic works well, both on random graphs and on graphs modeling also on realistic scenarios.

The cytosolic Fe65 adaptor protein family, consisting of Fe65, Fe65L1 and Fe65L2 is involved in many intracellular signaling pathways linking via its three interaction domains a continuously growing list of proteins by facilitating functional interactions. One of the most important binding partners of Fe65 family proteins is the amyloid precursor protein (APP), which plays an important role in Alzheimer Disease.
To gain deeper insights in the function of the ubiquitously expressed Fe65 and the brain enriched Fe65L1, the goal of my study was I) to analyze their putative synaptic function in vivo, II) to examine structural analysis focusing on a putative dimeric complex of Fe65, III) to consider the involvement of Fe65 in mediating LRP1 and APP intracellular trafficking in murine hippocampal neurons. By utilizing several behavioral analyses of Fe65 KO, Fe65L1 KO and Fe65/Fe65L1 DKO mice I could demonstrate that the Fe65 protein family is essential for learning and memory as well as grip strength and locomotor activity. Furthermore, immunohistological as well as protein biochemical analysis revealed that the Fe65 protein family is important for neuromuscular junction formation in the peripheral nervous system, which involves binding of APP and acting downstream of the APP signaling pathway. Via Co-immunoprecipitation analysis I could verify that Fe65 is capable to form dimers ex vivo, which exclusively occur in the cytosol and upon APP expression are shifted to membrane compartments forming trimeric complexes. The influence of the loss of Fe65 and/or Fe65L1 on APP and/or LRP1 transport characteristics in axons could not be verified, possibly conditioned by the compensatory effect of Fe65L2. However, I could demonstrate that LRP1 affects the APP transport independently of Fe65 by shifting APP into slower types of vesicles leading to changed processing and endocytosis of APP.
The outcome of my thesis advanced our understanding of the Fe65 protein family, especially its interplay with APP physiological function in synapse formation and synaptic plasticity.

The development of autonomous mobile robots is a major topic of current research. As those robots must be able to react to changing environments and avoid collisions also with moving obstacles, the fulfilment of safety requirements is an important aspect. Behaviour-based systems (BBS) have proven to meet several of the properties required for these kindsof robots, such as reactivity, extensibility and re-usability of individual components. BBS consist of a number of behavioural components that individually realise simple tasks. Their interconnection allows to achieve complex robot behaviour, which implies that correct
connections are crucial. The resulting networks can get very large making them difficult to verify. This dissertation presents a novel concept for the analysis and verification of complex autonomous robot systems controlled by behaviour-based software architectures with special focus on the integration of environmental aspects into the processes.
Several analysis techniques have been investigated and adapted to the special requirements of BBS. These include a structural analysis, which is used to find constraint violations and faults in the network layout. Fault tree analysis is applied to identify root causes of hazards and the relationship of system events. For this, a technique to map the behaviour-based control network to the structure of a fault tree has been developed. Testing and data analysis are used for the detection of failures and their root causes. Here, a new concept that identifies patterns in data recorded during test runs has been introduced.
All of these methods cannot guarantee failure-free and safe robot behaviour and can never prove the absence of failures. Therefore, model checking as formal verification technique that proves a property to be correct for the given system, has been chosen to complement the set of analysis techniques. A novel concept for the integration of environmental influences into the model checking process is proposed. Environmental situations and the sensor processing chain are represented as synchronised automata similar to the modelling of the behavioural network. Tools supporting the whole verification process including the creation of formal queries in its environment have been developed.
During the verification of large behavioural networks, the scalability of the model checking approach appears as a big problem. Several approaches that deal with this problem have been investigated and the selection of slicing and abstraction methods has been justified. A concept for the application of these methods is provided, that reduces the behavioural network to the relevant parts before the actual verification process.
All techniques have been applied to the behaviour-based control system of the autonomous outdoor robot RAVON. Its complex network with more than 400 components allows for demonstrating the soundness of the presented concepts. The set of diﬀerent techniques provides a fundamental basis for a comprehensive analysis and verification of BBS acting in changing environments.

This thesis is concerned with different null-models that are used in network analysis. Whenever it is of interest whether a real-world graph is exceptional regarding a particular measure, graphs from a null-model can be used to compare the real-world graph to. By analyzing an appropriate null-model, a researcher may find whether the results of the measure on the real-world graph is exceptional or not.
Deciding which null-model to use is hard and sometimes the difference between the null-models is not even considered. In this thesis, there are several results presented: First, based on simple global measures, undirected graphs are analyzed. The results for these measures indicates that it is not important which null-model is used, thus, the fastest algorithm of a null-model may be used. Next, local measures are investigated. The fastest algorithm proves to be the most complicated to analyze. The model includes multigraphs which do not meet the conditions of all the measures, thus, the measures themselves have to be altered to take care of multigraphs as well. After careful consideration, the conditions are met and the analysis shows, that the fastest is not always the best.
The same applies for directed graphs, as is shown in the last part. There, another more complex measure on graphs is introduced. I continue testing the applicability of several null-models; in the end, a set of equations proves to be fast and good enough as long as conditions regarding the degree sequence are met.

Annual Report 2016
(2017)

Annual Report 2017
(2017)

The proliferation of sensors in everyday devices – especially in smartphones – has led to crowd sensing becoming an important technique in many urban applications ranging from noise pollution mapping or road condition monitoring to tracking the spreading of diseases. However, in order to establish integrated crowd sensing environments on a large scale, some open issues need to be tackled first. On a high level, this thesis concentrates on dealing with two of those key issues: (1) efficiently collecting and processing large amounts of sensor data from smartphones in a scalable manner and (2) extracting abstract data models from those collected data sets thereby enabling the development of complex smart city services based on the extracted knowledge.
Going more into detail, the first main contribution of this thesis is the development of methods and architectures to facilitate simple and efficient deployments, scalability and adaptability of crowd sensing applications in a broad range of scenarios while at the same time enabling the integration of incentivation mechanisms for the participating general public. During an evaluation within a complex, large-scale environment it is shown that real-world deployments of the proposed data recording architecture are in fact feasible. The second major contribution of this thesis is the development of a novel methodology for using the recorded data to extract abstract data models which are representing the inherent core characteristics of the source data correctly. Finally – and in order to bring together the results of the thesis – it is demonstrated how the proposed architecture and the modeling method can be used to implement a complex smart city service by employing a data driven development approach.

In change-point analysis the point of interest is to decide if the observations follow one model
or if there is at least one time-point, where the model has changed. This results in two sub-
fields, the testing of a change and the estimation of the time of change. This thesis considers
both parts but with the restriction of testing and estimating for at most one change-point.
A well known example is based on independent observations having one change in the mean.
Based on the likelihood ratio test a test statistic with an asymptotic Gumbel distribution was
derived for this model. As it is a well-known fact that the corresponding convergence rate is
very slow, modifications of the test using a weight function were considered. Those tests have
a better performance. We focus on this class of test statistics.
The first part gives a detailed introduction to the techniques for analysing test statistics and
estimators. Therefore we consider the multivariate mean change model and focus on the effects
of the weight function. In the case of change-point estimators we can distinguish between
the assumption of a fixed size of change (fixed alternative) and the assumption that the size
of the change is converging to 0 (local alternative). Especially, the fixed case in rarely analysed
in the literature. We show how to come from the proof for the fixed alternative to the
proof of the local alternative. Finally, we give a simulation study for heavy tailed multivariate
observations.
The main part of this thesis focuses on two points. First, analysing test statistics and, secondly,
analysing the corresponding change-point estimators. In both cases, we first consider a
change in the mean for independent observations but relaxing the moment condition. Based on
a robust estimator for the mean, we derive a new type of change-point test having a randomized
weight function. Secondly, we analyse non-linear autoregressive models with unknown
regression function. Based on neural networks, test statistics and estimators are derived for
correctly specified as well as for misspecified situations. This part extends the literature as
we analyse test statistics and estimators not only based on the sample residuals. In both
sections, the section on tests and the one on the change-point estimator, we end with giving
regularity conditions on the model as well as the parameter estimator.
Finally, a simulation study for the case of the neural network based test and estimator is
given. We discuss the behaviour under correct and mis-specification and apply the neural
network based test and estimator on two data sets.

For many years, most distributed real-time systems employed data communication systems specially tailored to address the specific requirements of individual domains: for instance, Controlled Area Network (CAN) and Flexray in the automotive domain, ARINC 429 [FW10] and TTP [Kop95] in the aerospace domain. Some of these solutions were expensive, and eventually not well understood.
Mostly driven by the ever decreasing costs, the application of such distributed real-time system have drastically increased in the last years in different domains. Consequently, cross-domain communication systems are advantageous. Not only the number of distributed real-time systems have been increasing but also the number of nodes per system, have drastically increased, which in turn increases their network bandwidth requirements. Further, the system architectures have been changing, allowing for applications to spread computations among different computer nodes. For example, modern avionics systems moved from federated to integrated modular architecture, also increasing the network bandwidth requirements.
Ethernet (IEEE 802.3) [iee12] is a well established network standard. Further, it is fast, easy to install, and the interface ICs are cheap [Dec05]. However, Ethernet does not offer any temporal guarantee. Research groups from academia and industry have presented a number of protocols merging the benefits of Ethernet and the temporal guarantees required by distributed real-time systems. Two of these protocols are: Avionics Full-Duplex Switched Ethernet (AFDX) [AFD09] and Time-Triggered Ethernet (TTEthernet) [tim16]. In this dissertation, we propose solutions for two problems faced during the design of AFDX and TTEthernet networks: avoiding data loss due to buffer overflow in AFDX networks with multiple priority traffic, and scheduling of TTEthernet networks.
AFDX guarantees bandwidth separation and bounded transmission latency for each communication channel. Communication channels in AFDX networks are not synchronized, and therefore frames might compete for the same output port, requiring buffering to avoid data loss. To avoid buffer overflow and the resulting data loss, the network designer must reserve a safe, but not too pessimistic amount of memory of each buffer. The current AFDX standard allows for the classification of the network traffic with two priorities. Nevertheless, some commercial solutions provide multiple priorities, increasing the complexity of the buffer backlog analysis. The state-of-the-art AFDX buffer backlog analysis does not provide a method to compute deterministic upper bounds
iiifor buffer backlog of AFDX networks with multiple priority traffic. Therefore, in this dissertation we propose a method to address this open problem. Our method is based on the analysis of the largest busy period encountered by frames stored in a buffer. We identify the ingress (and respective egress) order of frames in the largest busy period that leads to the largest buffer backlog, and then compute the respective buffer backlog upper bound. We present experiments to measure the computational costs of our method.
In TTEthernet, nodes are synchronized, allowing for message transmission at well defined points in time, computed off-line and stored in a conflict-free scheduling table. The computation of such scheduling tables is a NP-complete problem [Kor92], which should be solved in reasonable time for industrial size networks. We propose an approach to efficiently compute a schedule for the TT communication channels in TTEthernet networks, in which we model the scheduling problem as a search tree. As the scheduler traverses the search tree, it schedules the communication channels on a physical link. We presented two approaches to traverse the search tree while progressively creating the vertices of the search tree. A valid schedule is found once the scheduler reaches a valid leaf. If on the contrary, it reaches an invalid leaf, the scheduler backtracks searching for a path to a valid leaf. We present a set of experiments to demonstrate the impact of the input parameters on the time taken to compute a feasible schedule or to deem the set of virtual links infeasible.

Bulk-boundary correspondence in non-equilibrium dynamics of one-dimensional topological insulators
(2017)

Dynamical phase transitions (DPT) are receiving a rising interest. They are known to behave analogously to
equilibrium phase transitions (EPT) to a large extend. However, it is easy to see that DPT can occur in finite
systems, while EPT are only possible in the thermodynamic limit. So far it is not clear how far the analogy of
DPT and EPT goes. It was suggested, that there is a relation between topological phase transitions (TPT)
and DPT, but many open questions remain.
Typically, to study DPT, the Loschmidt echo (LE) after a quench is investigated, where DPT are visible as
singularities. For one-dimensional systems, each singularity is connected to a certain critical time scale, which
is given by the dispersion in the chain.
In topological free-fermion models with winding numbers 0 or 1, only the LE in periodic boundary conditions
(PBC) has been investigated. In open boundary conditions (OBC), these models are characterized by symmetry
protected edge modes in the topologically non-trivial phase. It is completely unclear how these modes affect
DPT. We investigate systems with PBC governed by multiple time scales with a Z topological invariant. In
OBC, we provide numerical evidence for the presence of bulk-boundary correspondence in DPT in quenches
across a TPT.

This thesis comprises several independent research studies on transition metal complexes as trapped ions in isolation. Electrospray Ionization (ESI) serves to transfer ions from solution into the gas phase for mass spectrometric investigations. Subsequently, a variety of experimental and theoretical methods provide fundamental insights into molecular properties of the isolated complexes: InfraRed (Multiple) Photon Dissociation (IR-(M)PD) spectroscopy provides information on binding motifs and molecular structures at cryo temperatures as well as at room temperature. Collision Induced Dissociation (CID) serves to elucidate molecular fragmentation pathways as well as relative stabilities of the complexes at room temperature. Quantum chemical calculations via Density Functional Theory (DFT) substantiate the experimental results and deepen the fundamental insights into the molecular properties of the complexes. Magnetic couplings between metal centers in oligonuclear complexes are investigated by Broken Symmetry DFT modelling and X Ray Magnetic Circular Dichroism (XMCD) spectroscopy.

”In contemporary electronics 80% of a chip may perform digital functions but the 20%
of analog functions may take 80% of the development time.” [1]. Aggravating this, the
demands on analog design is increasing with rapid technology scaling. Most designs
have moved away from analog to digital domains, where possible, however, interacting
with the environment will always require analog to digital data conversion. Adding to
this problem, the number of sensors used in consumer and industry related products are
rapidly increasing. Designers of ADCs are dealing with this problem in several ways, the
most important is the migration towards digital designs and time domain techniques.
Time to Digital Converters (TDC) are becoming increasingly popular for robust signal
processing. Biological neurons make use of spikes, which carry spike timing information
and will not be affected by the problems related to technology scaling. Neuromorphic
ADCs still remain exotic with few implementations in sub-micron technologies Table 2.7.
Even among these few designs, the strengths of biological neurons are rarely exploited.
From a previous work [2], LUCOS, a high dynamic range image sensor, the efficiency
of spike processing has been validated. The ideas from this work can be generalized to
make a highly effective sensor signal conditioning system, which carries the promise to
be robust to technology scaling.
The goal of this work is to create a novel spiking neural ADC as a novel form of a
Multi-Sensor Signal Conditioning and Conversion system, which
• Will be able to interface with or be a part of a System on Chip with traditional
analog or advanced digital components.
• Will have a graceful degradation.
• Will be robust to noise and jitter related problems.
• Will be able to learn and adapt to static errors and dynamic errors.
• Will be capable of self-repair, self-monitoring and self-calibration
Sensory systems in humans and other animals analyze the environment using several
techniques. These techniques have been evolved and perfected to help the animal sur-
vive. Different animals specialize in different sense organs, however, the peripheral
neural network architectures remain similar among various animal species with few ex-
ceptions. While there are many biological sensing techniques present, most popularly
used engineering techniques are based on intensity detection, frequency detection, and
edge detection. These techniques are used with traditional analog processing (e.g., colorvi
sensors using filters), and with biological techniques (e.g. LUCOS chip [2]). The local-
ization capability of animals has never been fully utilized.
One of the most important capabilities for animals, vertebrates or invertebrates, is the
capability for localization. The object of localization can be predator, prey, sources of
water, or food. Since these are basic necessities for survival, they evolve much faster
due to the survival of the fittest. In fact, localization capabilities, even if the sensors
are different, have convergently evolved to have same processing methods (coincidence
detection) in their peripheral neurons (for e.g., forked tongue of a snake, antennae of
a cockroach, acoustic localization in fishes and mammals). This convergent evolution
increases the validity of the technique. In this work, localization concepts based on
acoustic localization and tropotaxis are investigated and employed for creation of novel
ADCs.
Unlike intensity and frequency detection, which are not linear (for e.g. eyes saturate in
bright light, loose color perception in low light), localization is inherently linear. This
is mainly because the accurate localization of predator or prey can be the difference
between life and death for an animal.
Figure 1 visually explains the ADC concept proposed in this work. This has two parts.
(1) Sensor to Spike(time) Conversion (SSC), (2) Spike(time) to Digital Conversion(SDC).
Both of the structures have been designed with models of biological neurons. The
combination of these two structures is called SSDC.
To efficiently implement the proposed concept, a comparison of several biological neural
models is made and two models are shortlisted. Various synapse structures are also
studied. From this study, Leaky Integrate and Fire neuron (LIF) is chosen since it
fulfills all the requirements of the proposed structure. The analog neuron and synapse
designs from Indiveri et. al. [3], [4] were taken, and simulations were conducted using
cadence and the behavioral equivalence with biological counterpart was checked. The
LIF neuron had features, that were not required for the proposed approach. A simple
LIF neuron stripped of these features and was designed to be as fast as allowed by the
technology.
The SDC was designed with the neural building blocks and the delays were designed
using buffer chains. This SDC converts incoming Time Interval Code (TIC) to sparse
place coding using coincidence detection. Coincidence detection is a property of spiking
neurons, which is a time domain equivalent of a Gaussian Kernel. The SDC is designed to
have an online reconfigurable Gaussian kernel width, weight, threshold, and refractory
period. The advantage of sparse place codes, which contain rank order coding wasvii
Figure 1: ADC as a localization problem (right), Jeffress model of sound localization
visualized (left). The values t 1 and t 2 indicate the time taken from the source to s1 and
s2 respectively.
described in our work [5]. A time based winner take all circuit with memory was created
based on a previous work [6] for reading out of sparse place codes asynchronously.
The SSC was also initially designed with the same building blocks. Additionally, a
differential synapse was designed for better SSC. The sensor element considered wasviii
a Wheatstone full bridge AMR sensor AFF755 from Sensitec GmbH. A reconfigurable
version of the synapse was also designed for a more generic sensor interface.
The first prototype chip SSDCα was designed with 257 modules of coincidence detectors
realizing the SDC and the SSC. Since the spike times are the most important information,
the spikes can be treated as digital pulses. This provides the capability for digital
communication between analog modules. This creates a lot of freedom for use of digital
processing between the discussed analog modules. This advantage is fully exploited
in the design of SSDCα. Three SSC modules are multiplexed to the SDC. These SSC
modules also provide outputs from the chip simultaneously. A rising edge detecting fixed
pulse width generation circuit is used to create pulses that are best suited for efficient
performance of the SDC. The delay lines are made reconfigurable to increase robustness
and modify the span of the SDC. The readout technique used in the first prototype is
a relatively slow but safe shift register. It is used to analyze the characteristics of the
core work. This will be replaced by faster alternatives discussed in the work. The area
of the chip is 8.5 mm 2 . It has a sampling rate from DC to 150 kHz. It has a resolution
from 8-bit to 13-bit. It has 28,200 transistors on the chip. It has been designed in 350
nm CMOS technology from ams. The chip has been manufactured and tested with a
sampling rate of 10 kHz and a theoretical resolution of 8 bits. However, due to the
limitations of our Time-Interval-Generator, we are able to confirm for only 4 bits of
resolution.
The key novel contributions of this work are
• Neuromorphic implementation of AD conversion as a localization problem based
on sound localization and tropotaxis concepts found in nature.
• Coincidence detection with sparse place coding to enhance resolution.
• Graceful degradation without redundant elements, inherent robustness to noise,
which helps in scaling of technologies
• Amenable to local adaptation and self-x features.
Conceptual goals have all been fulfilled, with the exception of adaptation. The feasibility
for local adaptation has been shown with promising results and further investigation is
required for future work. This thesis work acts as a baseline, paving the way for R&D
in a new direction. The chip design has used 350 nm ams hitkit as a vehicle to prove
the functionality of the core concept. The concept can be easily ported to present
aggressively-scaled-technologies and future technologies.

In this thesis we explicitly solve several portfolio optimization problems in a very realistic setting. The fundamental assumptions on the market setting are motivated by practical experience and the resulting optimal strategies are challenged in numerical simulations.
We consider an investor who wants to maximize expected utility of terminal wealth by trading in a high-dimensional financial market with one riskless asset and several stocks.
The stock returns are driven by a Brownian motion and their drift is modelled by a Gaussian random variable. We consider a partial information setting, where the drift is unknown to the investor and has to be estimated from the observable stock prices in addition to some analyst’s opinion as proposed in [CLMZ06]. The best estimate given these observations is the well known Kalman-Bucy-Filter. We then consider an innovations process to transform the partial information setting into a market with complete information and an observable Gaussian drift process.
The investor is restricted to portfolio strategies satisfying several convex constraints.
These constraints can be due to legal restrictions, due to fund design or due to client's specifications. We cover in particular no-short-selling and no-borrowing constraints.
One popular approach to constrained portfolio optimization is the convex duality approach of Cvitanic and Karatzas. In [CK92] they introduce auxiliary stock markets with shifted market parameters and obtain a dual problem to the original portfolio optimization problem that can be better solvable than the primal problem.
Hence we consider this duality approach and using stochastic control methods we first solve the dual problems in the cases of logarithmic and power utility.
Here we apply a reverse separation approach in order to obtain areas where the corresponding Hamilton-Jacobi-Bellman differential equation can be solved. It turns out that these areas have a straightforward interpretation in terms of the resulting portfolio strategy. The areas differ between active and passive stocks, where active stocks are invested in, while passive stocks are not.
Afterwards we solve the auxiliary market given the optimal dual processes in a more general setting, allowing for various market settings and various dual processes.
We obtain explicit analytical formulas for the optimal portfolio policies and provide an algorithm that determines the correct formula for the optimal strategy in any case.
We also show optimality of our resulting portfolio strategies in different verification theorems.
Subsequently we challenge our theoretical results in a historical and an artificial simulation that are even closer to the real world market than the setting we used to derive our theoretical results. However, we still obtain compelling results indicating that our optimal strategies can outperform any benchmark in a real market in general.

This thesis brings together convex analysis and hyperspectral image processing.
Convex analysis is the study of convex functions and their properties.
Convex functions are important because they admit minimization by efficient algorithms
and the solution of many optimization problems can be formulated as
minimization of a convex objective function, extending much beyond
the classical image restoration problems of denoising, deblurring and inpainting.
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At the heart of convex analysis is the duality mapping induced within the
class of convex functions by the Fenchel transform.
In the last decades efficient optimization algorithms have been developed based
on the Fenchel transform and the concept of infimal convolution.
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The infimal convolution is of similar importance in convex analysis as the
convolution in classical analysis. In particular, the infimal convolution with
scaled parabolas gives rise to the one parameter family of Moreau-Yosida envelopes,
which approximate a given function from below while preserving its minimum
value and minimizers.
The closely related proximal mapping replaces the gradient step
in a recently developed class of efficient first-order iterative minimization algorithms
for non-differentiable functions. For a finite convex function,
the proximal mapping coincides with a gradient step of its Moreau-Yosida envelope.
Efficient algorithms are needed in hyperspectral image processing,
where several hundred intensity values measured in each spatial point
give rise to large data volumes.
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In the \(\textbf{first part}\) of this thesis, we are concerned with
models and algorithms for hyperspectral unmixing.
As part of this thesis a hyperspectral imaging system was taken into operation
at the Fraunhofer ITWM Kaiserslautern to evaluate the developed algorithms on real data.
Motivated by missing-pixel defects common in current hyperspectral imaging systems,
we propose a
total variation regularized unmixing model for incomplete and noisy data
for the case when pure spectra are given.
We minimize the proposed model by a primal-dual algorithm based on the
proximum mapping and the Fenchel transform.
To solve the unmixing problem when only a library of pure spectra is provided,
we study a modification which includes a sparsity regularizer into model.
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We end the first part with the convergence analysis for a multiplicative
algorithm derived by optimization transfer.
The proposed algorithm extends well-known multiplicative update rules
for minimizing the Kullback-Leibler divergence,
to solve a hyperspectral unmixing model in the case
when no prior knowledge of pure spectra is given.
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In the \(\textbf{second part}\) of this thesis, we study the properties of Moreau-Yosida envelopes,
first for functions defined on Hadamard manifolds, which are (possibly) infinite-dimensional
Riemannian manifolds with negative curvature,
and then for functions defined on Hadamard spaces.
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In particular we extend to infinite-dimensional Riemannian manifolds an expression
for the gradient of the Moreau-Yosida envelope in terms of the proximal mapping.
With the help of this expression we show that a sequence of functions
converges to a given limit function in the sense of Mosco
if the corresponding Moreau-Yosida envelopes converge pointwise at all scales.
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Finally we extend this result to the more general setting of Hadamard spaces.
As the reverse implication is already known, this unites two definitions of Mosco convergence
on Hadamard spaces, which have both been used in the literature,
and whose equivalence has not yet been known.

Divide-and-Conquer is a common strategy to manage the complexity of system design and verification. In the context of System-on-Chip (SoC) design verification, an SoC system is decomposed into several modules and every module is separately verified. Usually an SoC module is reactive: it interacts with its environmental modules. This interaction is normally modeled by environment constraints, which are applied to verify the SoC module. Environment constraints are assumed to be always true when verifying the individual modules of a system. Therefore the correctness of environment constraints is very important for module verification.
Environment constraints are also very important for coverage analysis. Coverage analysis in formal verification measures whether or not the property set fully describes the functional behavior of the design under verification (DuV). if a set of properties describes every functional behavior of a DuV, the set of properties is called complete. To verify the correctness of environment constraints, Assume-Guarantee Reasoning rules can be employed.
However, the state of the art assume-guarantee reasoning rules cannot be applied to the environment constraints specified by using an industrial standard property language such as SystemVerilog Assertions (SVA).
This thesis proposes a new assume-guarantee reasoning rule that can be applied to environment constraints specified by using a property language such as SVA. In addition, this thesis proposes two efficient plausibility checks for constraints that can be conducted without a concrete implementation of the considered environment.
Furthermore, this thesis provides a compositional reasoning framework determining that a system is completely verified if all modules are verified with Complete Interval Property Checking (C-IPC) under environment constraints.
At present, there is a trend that more of the functionality in SoCs is shifted from the hardware to the hardware-dependent software (HWDS), which is a crucial component in an SoC, since other software layers, such as the operating systems are built on it. Therefore there is an increasing need to apply formal verification to HWDS, especially for safety-critical systems.
The interactions between HW and HWDS are often reactive, and happen in a temporal order. This requires new property languages to specify the reactive behavior at the HW and SW interfaces.
This thesis introduces a new property language, called Reactive Software Property Language (RSPL), to specify the reactive interactions between the HW and the HWDS.
Furthermore, a method for checking the completeness of software properties, which are specified by using RSPL, is presented in this thesis. This method is motivated by the approach of checking the completeness of hardware properties.