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Tue, 25 Aug 2015 13:32:46 +0200Tue, 25 Aug 2015 13:32:46 +0200Randomized Jumplists With Several Jump Pointers
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4164
In 2003, a dictionary data structure called jumplist has been introduced by Brönnimann, Cazals and Durand. It is based on a circularly closed (singly) linked list, but additional jump-pointers are added to provide shortcuts to parts further ahead in the list.
The original jump-and-walk data structure by Brönnimann, Cazals and Durand only introduces one jump-pointer per node. In this thesis, I add one more-jump pointer to each node and present algorithms for generation, insertion and search for the resulting data structure.
Furthermore, I try to evaluate the effects on the expected search costs and the complexity of the generation and insertion.
It turns out that the two-jump-pointer variant of the jumplist has a slightly better prefactor (1.2 vs. 2) in the leading term of the expected internal path length than the original version and despite the more complex structure of the two-jump-pointer variant compared to the regular jumplist, the complexity of generation and insertion remains linearithmic. Elisabeth Neumannbachelorthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4164Tue, 25 Aug 2015 13:32:46 +0200Construction of a Mittag-Leffler Analysis and its Applications
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4157
Motivated by the results of infinite dimensional Gaussian analysis and especially white noise analysis, we construct a Mittag-Leffler analysis. This is an infinite dimensional analysis with respect to non-Gaussian measures of Mittag-Leffler type which we call Mittag-Leffler measures. Our results indicate that the Wick ordered polynomials, which play a key role in Gaussian analysis, cannot be generalized to this non-Gaussian case. We provide evidence that a system of biorthogonal polynomials, called generalized Appell system, is applicable to the Mittag-Leffler measures, instead of using Wick ordered polynomials. With the help of an Appell system, we introduce a test function and a distribution space. Furthermore we give characterizations of the distribution space and we characterize the weak integrable functions and the convergent sequences within the distribution space. We construct Donsker's delta in a non-Gaussian setting as an application.
In the second part, we develop a grey noise analysis. This is a special application of the Mittag-Leffler analysis. In this framework, we introduce generalized grey Brownian motion and prove differentiability in a distributional sense and the existence of generalized grey Brownian motion local times. Grey noise analysis is then applied to the time-fractional heat equation and the time-fractional Schrödinger equation. We prove a generalization of the fractional Feynman-Kac formula for distributional initial values. In this way, we find a Green's function for the time-fractional heat equation which coincides with the solutions given in the literature.
Florian Jahnertdoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4157Tue, 18 Aug 2015 08:32:00 +0200Robust storage loading problems with stacking and payload constraints
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4158
We consider storage loading problems where items with uncertain weights have
to be loaded into a storage area, taking into account stacking and
payload constraints. Following the robust optimization paradigm, we propose
strict and adjustable optimization models for finite and interval-based
uncertainties. To solve these problems, exact decomposition and heuristic
solution algorithms are developed.
For strict robustness, we also present a compact formulation based
on a characterization of worst-case scenarios.
Computational results show that computation times and algorithm
gaps are reasonable for practical applications.
Furthermore, we find that the robustness concepts show different
potential depending on the type of data being used.
Marc Goerigk; Sigrid Knust; Xuan Thanh Lepreprinthttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4158Tue, 18 Aug 2015 08:23:49 +0200Spin and orbital magnetic moments of isolated single molecule magnets and transition metal clusters
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4143
In the present work, magnetic moments of isolated Single Molecule Magnets (SMMs) and transition
metal clusters were investigated. Gas phase X‐ray Magnetic Circular Dichroism (XMCD) in
combination with sum rule analysis served to separate the total magnetic moments of the
investigated species into their spin and orbital contributions. Two different mass spectrometry based
setups were used for the presented investigations on transition metal clusters (GAMBIT‐setup) and
on single molecule magnets (NanoClusterTrap). Both experiments were coupled to the UE52‐PGM
beamline at the BESSY II synchrotron facility (Helmholtz Zentrum Berlin) which provided the
necessary polarized X‐ray photons. The investigation of the given compounds as isolated molecules
in the gas phase enabled a determination of their intrinsic magnetic properties void of any influences
of e.g. a surrounding bulk or supporting surfaceMatthias Tombersdoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4143Tue, 11 Aug 2015 11:46:05 +0200Aspects and Applications of the Wilkie Investment Model
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4137
The Wilkie model is a stochastic asset model, developed by A.D. Wilkie in 1984 with a purpose to explore the behaviour of investment factors of insurers within the United Kingdom. Even so, there is still no analysis that studies the Wilkie model in a portfolio optimization framework thus far. Originally, the Wilkie model is considering a discrete-time horizon and we apply the concept of Wilkie model to develop a suitable ARIMA model for Malaysian data by using Box-Jenkins methodology. We obtained the estimated parameters for each sub model within the Wilkie model that suits the case of Malaysia, and permits us to analyse the result based on statistics and economics view. We then tend to review the continuous time case which was initially introduced by Terence Chan in 1998. The continuous-time Wilkie model inspired is then being employed to develop the wealth equation of a portfolio that consists of a bond and a stock. We are interested in building portfolios based on three well-known trading strategies, a self-financing strategy, a constant growth optimal strategy as well as a buy-and-hold strategy. In dealing with the portfolio optimization problems, we use the stochastic control technique consisting of the maximization problem itself, the Hamilton-Jacobi-equation, the solution to the Hamilton-Jacobi-equation and finally the verification theorem. In finding the optimal portfolio, we obtained the specific solution of the Hamilton-Jacobi-equation and proved the solution via the verification theorem. For a simple buy-and-hold strategy, we use the mean-variance analysis to solve the portfolio optimization problem.
Norizarina Ishakdoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4137Tue, 11 Aug 2015 11:06:03 +0200Interactive Visual Support for Understanding the Structural and Behavioural Aspects of Embedded Systems
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4142
Information Visualization (InfoVis) and Human-Computer Interaction (HCI) have strong ties with each other. Visualization supports the human cognitive system by providing interactive and meaningful images of the underlying data. On the other side, the HCI domain cares about the usability of the designed visualization from the human perspectives. Thus, designing a visualization system requires considering many factors in order to achieve the desired functionality and the system usability. Achieving these goals will help these people in understanding the inside behavior of complex data sets in less time.
Graphs are widely used data structures to represent the relations between the data elements in complex applications. Due to the diversity of this data type, graphs have been applied in numerous information visualization applications (e.g., state transition diagrams, social networks, etc.). Therefore, many graph layout algorithms have been proposed in the literature to help in visualizing this rich data type. Some of these algorithms are used to visualize large graphs, while others handle the medium sized graphs. Regardless of the graph size, the resulting layout should be understandable from the users’ perspective and at the same time it should fulfill a list of aesthetic criteria to increase the representation readability. Respecting these two principles leads to produce a resulting graph visualization that helps the users in understanding and exploring the complex behavior of critical systems.
In this thesis, we utilize the graph visualization techniques in modeling the structural and behavioral aspects of embedded systems. Furthermore, we focus on evaluating the resulting representations from the users’ perspectives.
The core contribution of this thesis is a framework, called ESSAVis (Embedded Systems Safety Aspect Visualizer). This framework visualizes not only some of the safety aspects (e.g. CFT models) of embedded systems, but also helps the engineers and experts in analyzing the system safety critical situations. For this, the framework provides a 2Dplus3D environment in which the 2D represents the graph representation of the abstract data about the safety aspects of the underlying embedded system while the 3D represents the underlying system 3D model. Both views are integrated smoothly together in the 3D world fashion. In order to check the effectiveness and feasibility of the framework and its sub-components, we conducted many studies with real end users as well as with general users. Results of the main study that targeted the overall ESSAVis framework show high acceptance ratio and higher accuracy with better performance using the provided visual support of the framework.
The ESSAVis framework has been designed to be compatible with different 3D technologies. This enabled us to use the 3D stereoscopic depth of such technologies to encode nodes attributes in node-link diagrams. In this regard, we conducted an evaluation study to measure the usability of the stereoscopic depth cue approach, called the stereoscopic highlighting technique, against other selected visual cues (i.e., color, shape, and sizes). Based on the results, the thesis proposes the Reflection Layer extension to the stereoscopic highlighting technique, which was also evaluated from the users’ perspectives. Additionally, we present a new technique, called ExpanD (Expand in Depth), that utilizes the depth cue to show the structural relations between different levels of details in node-link diagrams. Results of this part opens a promising direction of the research in which visualization designers can get benefits from the richness of the 3D technologies in visualizing abstract data in the information visualization domain.
Finally, this thesis proposes the application of the ESSAVis frame- work as a visual tool in the educational training process of engineers for understanding the complex concepts. In this regard, we conducted an evaluation study with computer engineering students in which we used the visual representations produced by ESSAVis to teach the principle of the fault detection and the failure scenarios in embedded systems. Our work opens the directions to investigate many challenges about the design of visualization for educational purposes. Ragaad AlTarawnehdoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4142Tue, 04 Aug 2015 12:14:31 +0200Large Display Interaction Using Mobile Devices
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4141
Large displays become more and more popular, due to dropping prices. Their size and high resolution leverages collaboration and they are capable of dis- playing even large datasets in one view. This becomes even more interesting as the number of big data applications increases. The increased screen size and other properties of large displays pose new challenges to the Human- Computer-Interaction with these screens. This includes issues such as limited scalability to the number of users, diversity of input devices in general, leading to increased learning efforts for users, and more.
Using smart phones and tablets as interaction devices for large displays can solve many of these issues. Since they are almost ubiquitous today, users can bring their own device. This approach scales well with the number of users. These mobile devices are easy and intuitive to use and allow for new interaction metaphors, as they feature a wide array of input and output capabilities, such as touch screens, cameras, accelerometers, microphones, speakers, Near-Field Communication, WiFi, etc.
This thesis will present a concept to solve the issues posed by large displays. We will show proofs-of-concept, with specialized approaches showing the via- bility of the concept. A generalized, eyes-free technique using smart phones or tablets to interact with any kind of large display, regardless of hardware or software then overcomes the limitations of the specialized approaches. This is implemented in a large display application that is designed to run under a multitude of environments, including both 2D and 3D display setups. A special visualization method is used to combine 2D and 3D data in a single visualization.
Additionally the thesis will present several approaches to solve common is- sues with large display interaction, such as target sizes on large display getting too small, expensive tracking hardware, and eyes-free interaction through vir- tual buttons. These methods provide alternatives and context for the main contribution.Jens Bauerdoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4141Tue, 04 Aug 2015 12:02:52 +0200Discrete Parallel Machine Makespan ScheLoc Problem
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4129
Scheduling-Location (ScheLoc) Problems integrate the separate fields of
scheduling and location problems. In ScheLoc Problems the objective is to
find locations for the machines and a schedule for each machine subject to
some production and location constraints such that some scheduling object-
ive is minimized. In this paper we consider the Discrete Parallel Machine
Makespan (DPMM) ScheLoc Problem where the set of possible machine loc-
ations is discrete and a set of n jobs has to be taken to the machines and
processed such that the makespan is minimized. Since the separate location
and scheduling problem are both NP-hard, so is the corresponding ScheLoc
Problem. Therefore, we propose an integer programming formulation and
different versions of clustering heuristics, where jobs are split into clusters
and each cluster is assigned to one of the possible machine locations. Since
the IP formulation can only be solved for small scale instances we propose
several lower bounds to measure the quality of the clustering heuristics. Ex-
tensive computational tests show the efficiency of the heuristics.Corinna Heßler; Kaouthar Deghdakpreprinthttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4129Tue, 28 Jul 2015 09:40:15 +0200A new solution approach for solving the 2-facility location problem in the plane with block norms
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4128
Motivated by the time-dependent location problem over T time-periods introduced in
Maier and Hamacher (2015) we consider the special case of two time-steps, which was shown
to be equivalent to the static 2-facility location problem in the plane. Geometric optimality
conditions are stated for the median objective. When using block norms, these conditions
are used to derive a polygon grid inducing a subdivision of the plane based on normal cones,
yielding a new approach to solve the 2-facility location problem in polynomial time. Combinatorial algorithms for the 2-facility location problem based on geometric properties are
deduced and their complexities are analyzed. These methods differ from others as they are
completely working on geometric objects to derive the optimal solution set.Andrea Maierpreprinthttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4128Fri, 24 Jul 2015 11:31:09 +0200Interactive Visual Analysis of Software Structures
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4123
Maintaining complex software systems tends to be a costly activity where software engineers spend a significant amount of time trying to understand the system's structure and behavior. As early as the 1980s, operation and maintenance costs were already twice as expensive as the initial development costs incurred. Since then these costs have steadily increased. The focus of this thesis is to reduce these costs through novel interactive exploratory visualization concepts and to apply these modern techniques in the context of services offered by software quality analysis.
Costs associated with the understanding of software are governed by specific features of the system in terms of different domains, including re-engineering, maintenance, and evolution. These features are reflected in software measurements or inner qualities such as extensibility, reusability, modifiability, testability, compatability, or adatability. The presence or absence of these qualities determines how easily a software system can conform or be customized to meet new requirements. Consequently, the need arises to monitor and evaluate the qualitative state of a software system in terms of these qualities. Using metrics-based analysis, production costs and quality defects of the software can be recorded objectively and analyzed.
In practice, there exist a number of free and commercial tools that analyze the inner quality of a software system through the use of software metrics. However, most of these tools focus on software data mining and metrics (computational analysis) and only a few support visual analytical reasoning. Typically, computational analysis tools generate data and software visualization tools facilitate the exploration and explanation of this data through static or interactive visual representations. Tools that combine these two approaches focus only on well-known metrics and lack the ability to examine user defined metrics. Further, they are often confined to simple visualization methods and metaphors, including charts, histograms, scatter plots, and node-link diagrams.
The goal of this thesis is to develop methodologies that combine computational analysis methods together with sophisticated visualization methods and metaphors through an interactive visual analysis approach. This approach promotes an iterative knowledge discovery process through multiple views of the data where analysts select features of interest in one of the views and inspect data items of the select subset in all of the views. On the one hand, we introduce a novel approach for the visual analysis of software measurement data that captures complete facts of the system, employs a flow-based visual paradigm for the specification of software measurement queries, and presents measurement results through integrated software visualizations. This approach facilitates the on-demand computation of desired features and supports interactive knowledge discovery - the analyst can gain more insight into the data through activities that involve: building a mental model of the system; exploring expected and unexpected features and relations; and generating, verifying, or rejecting hypothesis with visual tools. On the other hand, we have also extended existing tools with additional views of the data for the presentation and interactive exploration of system artifacts and their inter-relations.
Contributions of this thesis have been integrated into two different prototype tools. First evaluations of these tools show that they can indeed improve the understanding of large and complex software systems. Taimur Khandoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4123Tue, 21 Jul 2015 08:18:13 +0200Socially Enhanced Access to Digital Resources
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4120
In the digital era we live in, users can access an abundance of digital resources in their daily life. These digital resources can be located on the user's devices, in traditional repositories such as intranets or digital libraries, but also in open environments such as the World Wide Web.
To be able to efficiently work with this abundance of information, users need support to get access to the resources that are relevant to them. Access to digital resources can be supported in various ways. Whether we talk about technologies for browsing, searching, filtering, ranking, or recommending resources: what they all have in common is that they depend on the available information (i.e., resources and metadata). The accessibility of digital resources that meet a user's information need, and the existence and quality of metadata is crucial for the success of any information system.
This work focuses on how social media technologies can support the access to digital resources. In contrast to closed and controlled environments where only selected users have the rights to contribute digital resources and metadata, and where this contribution involves a social process of formal agreement of the relevant stakeholders, potentially any user can easily create and provide information in social media environments. This usually leads to a larger variety of resources and metadata, and allows for dynamics that would otherwise hardly be possible.
Most information systems still mainly rely on traditional top-down approaches where only selected stakeholders can contribute information. The main idea of this thesis is an approach that allows for introducing the characteristics of social media environments in such traditional contexts. The requirements for such an approach are being examined, as well as the benefits and potentials it can provide.
The ALOE infrastructure was developed according to the identified requirements and realises a Social Resource and Metadata Hub. Case studies and evaluation results are provided to show the impact of the approach on the user's behaviours and the creation of digital resources and metadata, and to justify the presented approach.Martin Memmeldoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4120Mon, 13 Jul 2015 11:14:48 +0200Competitive Algorithms for Multistage Online Scheduling
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4119
We study an online flow shop scheduling problem where each job consists of several tasks that have to be completed in t different stages and the goal is to maximize the total weight of accepted jobs.
The set of tasks of a job contains one task for each stage and each stage has a dedicated set of identical parallel machines corresponding to it that can only process tasks of this stage. In order to gain the weight (profit) associated with a job j, each of its tasks has to be executed between a task-specific release date and deadline subject to the constraint that all tasks of job j from stages 1, …, i-1 have to be completed before the task of the ith stage can be started. In the online version, jobs arrive over time and all information about the tasks of a job becomes available at the release date of its first task. This model can be used to describe production processes in supply chains when customer orders arrive online.
We show that even the basic version of the offline problem with a single machine in each stage, unit weights, unit processing times, and fixed execution times for all tasks (i.e., deadline minus release date equals processing time) is APX-hard. Moreover, we show that the approximation ratio of any polynomial-time approximation algorithm for this basic version of the problem must depend on the number t of stages.
For the online version of the basic problem, we provide a (2t-1)-competitive deterministic online algorithm and a matching lower bound. Moreover, we provide several (sometimes tight) upper and lower bounds on the competitive ratio of online algorithms for several generalizations of the basic problem involving different weights, arbitrary release dates and deadlines, different processing times of tasks, and several identical machines per stage.
Michael Hopf; Clemens Thielen; Oliver Wendtpreprinthttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4119Thu, 09 Jul 2015 14:06:19 +0200Distributed Real-time Systems - Deterministic Protocols for Wireless Networks and Model-Driven Development with SDL
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4112
In a networked system, the communication system is indispensable but often the weakest link w.r.t. performance and reliability. This, particularly, holds for wireless communication systems, where the error- and interference-prone medium and the character of network topologies implicate special challenges. However, there are many scenarios of wireless networks, in which a certain quality-of-service has to be provided despite these conditions. In this regard, distributed real-time systems, whose realization by wireless multi-hop networks becomes increasingly popular, are a particular challenge. For such systems, it is of crucial importance that communication protocols are deterministic and come with the required amount of efficiency and predictability, while additionally considering scarce hardware resources that are a major limiting factor of wireless sensor nodes. This, in turn, does not only place demands on the behavior of a protocol but also on its implementation, which has to comply with timing and resource constraints.
The first part of this thesis presents a deterministic protocol for wireless multi-hop networks with time-critical behavior. The protocol is referred to as Arbitrating and Cooperative Transfer Protocol (ACTP), and is an instance of a binary countdown protocol. It enables the reliable transfer of bit sequences of adjustable length and deterministically resolves contest among nodes based on a flexible priority assignment, with constant delays, and within configurable arbitration radii. The protocol's key requirement is the collision-resistant encoding of bits, which is achieved by the incorporation of black bursts. Besides revisiting black bursts and proposing measures to optimize their detection, robustness, and implementation on wireless sensor nodes, the first part of this thesis presents the mode of operation and time behavior of ACTP. In addition, possible applications of ACTP are illustrated, presenting solutions to well-known problems of distributed systems like leader election and data dissemination. Furthermore, results of experimental evaluations with customary wireless transceivers are outlined to provide evidence of the protocol's implementability and benefits.
In the second part of this thesis, the focus is shifted from concrete deterministic protocols to their model-driven development with the Specification and Description Language (SDL). Though SDL is well-established in the domain of telecommunication and distributed systems, the predictability of its implementations is often insufficient as previous projects have shown. To increase this predictability and to improve SDL's applicability to time-critical systems, real-time tasks, an approved concept in the design of real-time systems, are transferred to SDL and extended to cover node-spanning system tasks. In this regard, a priority-based execution and suspension model is introduced in SDL, which enables task-specific priority assignments in the SDL specification that are orthogonal to the static structure of SDL systems and control transition execution orders on design as well as on implementation level. Both the formal incorporation of real-time tasks into SDL and their implementation in a novel scheduling strategy are discussed in this context. By means of evaluations on wireless sensor nodes, evidence is provided that these extensions reduce worst-case execution times substantially, and improve the predictability of SDL implementations and the language's applicability to real-time systems.
Dennis Christmanndoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4112Fri, 03 Jul 2015 09:52:41 +0200On the History of Differential-Algebraic Equations
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4106
To write about the history of a subject is a challenge that grows with the number of pages as the original goal of completeness is turning more and more into an impossibility. With this in mind, the present article takes a very narrow approach and uses personal side trips and memories on conferences,
workshops, and summer schools as the stage for some of the most important protagonists and their contributions to the field of Differential-Algebraic Equations (DAEs).Bernd Simeonpreprinthttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4106Tue, 23 Jun 2015 14:32:01 +0200A nonlocal sample dependence SDE-PDE system modeling proton dynamics in a tumor
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4104
A nonlocal stochastic model for intra- and extracellular proton dynamics in a tumor is proposed.
The intracellular dynamics is governed by an SDE coupled to a reaction-diffusion
equation for the extracellular proton concentration on the macroscale. In a more general context
the existence and uniqueness of solutions for local and nonlocal
SDE-PDE systems are established allowing, in particular, to analyze the proton dynamics model both,
in its local version and the case with nonlocal path dependence.
Numerical simulations are performed
to illustrate the behavior of solutions, providing some insights into the effects of randomness on tumor acidity. Peter E. Kloeden; Stefanie Sonner; Christina Surulescupreprinthttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4104Mon, 22 Jun 2015 15:00:13 +0200Coercive functions from a topological viewpoint and properties of minimizing sets of convex functions appearing in image restoration
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4100
Many tasks in image processing can be tackled by modeling an appropriate data fidelity term \(\Phi: \mathbb{R}^n \rightarrow \mathbb{R} \cup \{+\infty\}\) and then solve one of the regularized minimization problems \begin{align*}
&{}(P_{1,\tau}) \qquad \mathop{\rm argmin}_{x \in \mathbb R^n} \big\{ \Phi(x) \;{\rm s.t.}\; \Psi(x) \leq \tau \big\} \\ &{}(P_{2,\lambda}) \qquad \mathop{\rm argmin}_{x \in \mathbb R^n} \{ \Phi(x) + \lambda \Psi(x) \}, \; \lambda > 0 \end{align*} with some function \(\Psi: \mathbb{R}^n \rightarrow \mathbb{R} \cup \{+\infty\}\) and a good choice of the parameter(s). Two tasks arise naturally here: \begin{align*} {}& \text{1. Study the solver sets \({\rm SOL}(P_{1,\tau})\) and
\({\rm SOL}(P_{2,\lambda})\) of the minimization problems.} \\ {}& \text{2. Ensure that the minimization problems have solutions.} \end{align*} This thesis provides contributions to both tasks: Regarding the first task for a more special setting we prove that there are intervals \((0,c)\) and \((0,d)\) such that the setvalued curves \begin{align*}
\tau \mapsto {}& {\rm SOL}(P_{1,\tau}), \; \tau \in (0,c) \\ {} \lambda \mapsto {}& {\rm SOL}(P_{2,\lambda}), \; \lambda \in (0,d) \end{align*} are the same, besides an order reversing parameter change \(g: (0,c) \rightarrow (0,d)\). Moreover we show that the solver sets are changing all the time while \(\tau\) runs from \(0\) to \(c\) and \(\lambda\) runs from \(d\) to \(0\).
In the presence of lower semicontinuity the second task is done if we have additionally coercivity. We regard lower semicontinuity and coercivity from a topological point of view and develop a new technique for proving lower semicontinuity plus coercivity.
Dropping any lower semicontinuity assumption we also prove a theorem on the coercivity of a sum of functions.René Ciakdoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4100Tue, 09 Jun 2015 15:50:38 +0200Exploration and Design of DC MEMS Switches for Integrated Self-x Sensory Systems
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4090
The advances in sensor technology have introduced smart electronic products with
high integration of multi-sensor elements, sensor electronics and sophisticated signal
processing algorithms, resulting in intelligent sensor systems with a significant level
of complexity. This complexity leads to higher vulnerability in performing their
respective functions in a dynamic environment. The system dependability can be
improved via the implementation of self-x features in reconfigurable systems. The
reconfiguration capability requires capable switching elements, typically in the form
of a CMOS switch or miniaturized electromagnetic relay. The emerging DC-MEMS
switch has the potential to complement the CMOS switch in System-in-Package as
well as integrated circuits solutions. The aim of this thesis is to study the feasibility
of using DC-MEMS switches to enable the self-x functionality at system level.
The self-x implementation is also extended to the component level, in which the
ISE-DC-MEMS switch is equipped with self-monitoring and self-repairing features.
The MEMS electrical behavioural model generated by the design tool is inadequate,
so additional electrical models have been proposed, simulated and validated. The
simplification of the mechanical MEMS model has produced inaccurate simulation
results that lead to the occurrence of stiction in the actual device. A stiction conformity
test has been proposed, implemented, and successfully validated to compensate
the inaccurate mechanical model. Four different system simulations of representative
applications were carried out using the improved behavioural MEMS model, to
show the aptness and the performances of the ISE-DC-MEMS switch in sensitive
reconfiguration tasks in the application and to compare it with transmission gates.
The current design of the ISE-DC-MEMS switch needs further optimization in terms
of size, driving voltage, and the robustness of the design to guarantee high output
yield in order to match the performance of commercial DC MEMS switches.Muhammad Akmal bin Johardoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4090Wed, 03 Jun 2015 15:30:52 +0200Upscaling Approaches for Nonlinear Processes in Lithium-Ion Batteries
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4086
Lithium-ion batteries are broadly used nowadays in all kinds of portable electronics, such as laptops, cell phones, tablets, e-book readers, digital cameras, etc. They are preferred to other types of rechargeable batteries due to their superior characteristics, such as light weight and high energy density, no memory effect, and a big number of charge/discharge cycles. The high demand and applicability of Li-ion batteries naturally give rise to the unceasing necessity of developing better batteries in terms of performance and lifetime. The aim of the mathematical modelling of Li-ion batteries is to help engineers test different battery configurations and electrode materials faster and cheaper. Lithium-ion batteries are multiscale systems. A typical Li-ion battery consists of multiple connected electrochemical battery cells. Each cell has two electrodes - anode and cathode, as well as a separator between them that prevents a short circuit.
Both electrodes have porous structure composed of two phases - solid and electrolyte. We call macroscale the lengthscale of the whole electrode and microscale - the lengthscale at which we can distinguish the complex porous structure of the electrodes. We start from a Li-ion battery model derived on the microscale. The model is based on nonlinear diffusion type of equations for the transport of Lithium ions and charges in the electrolyte and in the active material. Electrochemical reactions on the solid-electrolyte interface couple the two phases. The interface kinetics is modelled by the highly nonlinear Butler-Volmer interface conditions. Direct numerical simulations with standard methods, such as the Finite Element Method or Finite Volume Method, lead to ill-conditioned problems with a huge number of degrees of freedom which are difficult to solve. Therefore, the aim of this work is to derive upscaled models on the lengthscale of the whole electrode so that we do not have to resolve all the small-scale features of the porous microstructure thus reducing the computational time and cost. We do this by applying two different upscaling techniques - the Asymptotic Homogenization Method and the Multiscale Finite Element Method (MsFEM). We consider the electrolyte and the solid as two self-complementary perforated domains and we exploit this idea with both upscaling methods. The first method is restricted only to periodic media and periodically oscillating solutions while the second method can be applied to randomly oscillating solutions and is based on the Finite Element Method framework. We apply the Asymptotic Homogenization Method to derive a coupled macro-micro upscaled model under the assumption of periodic electrode microstructure. A crucial step in the homogenization procedure is the upscaling of the Butler-Volmer interface conditions. We rigorously determine the asymptotic order of the interface exchange current densities and we perform a comprehensive numerical study in order to validate the derived homogenized Li-ion battery model. In order to upscale the microscale battery problem in the case of random electrode microstructure we apply the MsFEM, extended to problems in perforated domains with Neumann boundary conditions on the holes. We conduct a detailed numerical investigation of the proposed algorithm and we show numerical convergence of the method that we design. We also apply the developed technique to a simplified two-dimensional Li-ion battery problem and we show numerical convergence of the solution obtained with the MsFEM to the reference microscale one. Vasilena Taralovadoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4086Thu, 28 May 2015 09:01:35 +0200Simulation of Degradation Processes in Lithium-Ion Batteries
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4085
Lithium-ion batteries are increasingly becoming an ubiquitous part of our everyday life - they are present in mobile phones, laptops, tools, cars, etc. However, there are still many concerns about their longevity and their safety. In this work we focus on the simulation of several degradation mechanisms on the microscopic scale, where one can resolve the active materials inside the electrodes of the lithium-ion batteries as porous structures. We mainly study two aspects - heat generation and mechanical stress. For the former we consider an electrochemical non-isothermal model on the spatially resolved porous scale to observe the temperature increase inside a battery cell, as well as to observe the individual heat sources to assess their contributions to the total heat generation. As a result from our experiments, we determined that the temperature has very small spatial variance for our test cases and thus allows for an ODE formulation of the heat equation.
The second aspect that we consider is the generation of mechanical stress as a result of the insertion of lithium ions in the electrode materials. We study two approaches - using small strain models and finite strain models. For the small strain models, the initial geometry and the current geometry coincide. The model considers a diffusion equation for the lithium ions and equilibrium equation for the mechanical stress. First, we test a single perforated cylindrical particle using different boundary conditions for the displacement and with Neumann boundary conditions for the diffusion equation. We also test for cylindrical particles, but with boundary conditions for the diffusion equation in the electrodes coming from an isothermal electrochemical model for the whole battery cell. For the finite strain models we take in consideration the deformation of the initial geometry as a result of the intercalation and the mechanical stress. We compare two elastic models to study the sensitivity of the predicted elastic behavior on the specific model used. We also consider a softening of the active material dependent on the concentration of the lithium ions and using data for silicon electrodes. We recover the general behavior of the stress from known physical experiments.
Some models, like the mechanical models we use, depend on the local values of the concentration to predict the mechanical stress. In that sense we perform a short comparative study between the Finite Element Method with tetrahedral elements and the Finite Volume Method with voxel volumes for an isothermal electrochemical model.
The spatial discretizations of the PDEs are done using the Finite Element Method. For some models we have discontinuous quantities where we adapt the FEM accordingly. The time derivatives are discretized using the implicit Backward Euler method. The nonlinear systems are linearized using the Newton method. All of the discretized models are implemented in a C++ framework developed during the thesis. Maxim Taralovdoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4085Thu, 28 May 2015 08:47:34 +0200Isogeometric Finite Element Analysis of Nonlinear Structural Vibrations
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4079
In this thesis we present a new method for nonlinear frequency response analysis of mechanical vibrations.
For an efficient spatial discretization of nonlinear partial differential equations of continuum mechanics we employ the concept of isogeometric analysis. Isogeometric finite element methods have already been shown to possess advantages over classical finite element discretizations in terms of exact geometry representation and higher accuracy of numerical approximations using spline functions.
For computing nonlinear frequency response to periodic external excitations, we rely on the well-established harmonic balance method. It expands the solution of the nonlinear ordinary differential equation system resulting from spatial discretization as a truncated Fourier series in the frequency domain.
A fundamental aspect for enabling large-scale and industrial application of the method is model order reduction of the spatial discretization of the equation of motion. Therefore we propose the utilization of a modal projection method enhanced with modal derivatives, providing second-order information. We investigate the concept of modal derivatives theoretically and using computational examples we demonstrate the applicability and accuracy of the reduction method for nonlinear static computations and vibration analysis.
Furthermore, we extend nonlinear vibration analysis to incompressible elasticity using isogeometric mixed finite element methods.
Oliver Weegerdoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4079Wed, 20 May 2015 11:46:03 +0200Isogeometric Shell Discretizations for Flexible Multibody Dynamics
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4076
This work aims at including nonlinear elastic shell models in a multibody framework. We focus our attention to Kirchhoff-Love shells and explore the benefits of an isogeometric approach, the latest development in finite element methods, within a multibody system. Isogeometric analysis extends isoparametric finite elements to more general functions such as B-Splines and Non-Uniform Rational B-Splines (NURBS) and works on exact geometry representations even at the coarsest level of discretizations. Using NURBS as basis functions, high regularity requirements of the shell model, which are difficult to achieve with standard finite elements, are easily fulfilled. A particular advantage is the promise of simplifying the mesh generation step, and mesh refinement is easily performed by eliminating the need for communication with the geometry representation in a Computer-Aided Design (CAD) tool.
Quite often the domain consists of several patches where each patch is parametrized by means of NURBS, and these patches are then glued together by means of continuity conditions. Although the techniques known from domain decomposition can be carried over to this situation, the analysis of shell structures is substantially more involved as additional angle preservation constraints between the patches might arise. In this work, we address this issue in the stationary and transient case and make use of the analogy to constrained mechanical systems with joints and springs as interconnection elements. Starting point of our work is the bending strip method which is a penalty approach that adds extra stiffness to the interface between adjacent patches and which is found to lead to a so-called stiff mechanical system that might suffer from ill-conditioning and severe stepsize restrictions during time integration. As a remedy, an alternative formulation is developed that improves the condition number of the system and removes the penalty parameter dependence. Moreover, we study another alternative formulation with continuity constraints applied to triples of control points at the interface. The approach presented here to tackle stiff systems is quite general and can be applied to all penalty problems fulfilling some regularity requirements.
The numerical examples demonstrate an impressive convergence behavior of the isogeometric approach even for a coarse mesh, while offering substantial savings with respect to the number of degrees of freedom. We show a comparison between the different multipatch approaches and observe that the alternative formulations are well conditioned, independent of any penalty parameter and give the correct results. We also present a technique to couple the isogeometric shells with multibody systems using a pointwise interaction. Anmol Goyaldoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4076Tue, 19 May 2015 09:55:55 +0200Robustness against Relaxed Memory Models
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4074
Sequential Consistency (SC) is the memory model traditionally applied by programmers and verification tools for the analysis of multithreaded programs.
SC guarantees that instructions of each thread are executed atomically and in program order.
Modern CPUs implement memory models that relax the SC guarantees: threads can execute instructions out of order, stores to the memory can be observed by different threads in different order.
As a result of these relaxations, multithreaded programs can show unexpected, potentially undesired behaviors, when run on real hardware.
The robustness problem asks if a program has the same behaviors under SC and under a relaxed memory model.
Behaviors are formalized in terms of happens-before relations — dataflow and control-flow relations between executed instructions.
Programs that are robust against a memory model produce the same results under this memory model and under SC.
This means, they only need to be verified under SC, and the verification results will carry over to the relaxed setting.
Interestingly, robustness is a suitable correctness criterion not only for multithreaded programs, but also for parallel programs running on computer clusters.
Parallel programs written in Partitioned Global Address Space (PGAS) programming model, when executed on cluster, consist of multiple processes, each running on its cluster node.
These processes can directly access memories of each other over the network, without the need of explicit synchronization.
Reorderings and delays introduced on the network level, just as the reorderings done by the CPUs, may result into unexpected behaviors that are hard to reproduce and fix.
Our first contribution is a generic approach for solving robustness against relaxed memory models.
The approach involves two steps: combinatorial analysis, followed by an algorithmic development.
The aim of combinatorial analysis is to show that among program computations violating robustness there is always a computation in a certain normal form, where reorderings are applied in a restricted way.
In the algorithmic development we work out a decision procedure for checking whether a program has violating normal-form computations.
Our second contribution is an application of the generic approach to widely implemented memory models, including Total Store Order used in Intel x86 and Sun SPARC architectures, the memory model of Power architecture, and the PGAS memory model.
We reduce robustness against TSO to SC state reachability for a modified input program.
Robustness against Power and PGAS is reduced to language emptiness for a novel class of automata — multiheaded automata.
The reductions lead to new decidability results.
In particular, robustness is PSPACE-complete for all the considered memory models.
Egor Derevenetcdoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4074Mon, 18 May 2015 10:12:09 +0200Portfolio Optimization and Stochastic Control under Transaction Costs
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4073
This thesis is concerned with stochastic control problems under transaction costs. In particular, we consider a generalized menu cost problem with partially controlled regime switching, general multidimensional running cost problems and the maximization of long-term growth rates in incomplete markets. The first two problems are considered under a general cost structure that includes a fixed cost component, whereas the latter is analyzed under proportional and Morton-Pliska
transaction costs.
For the menu cost problem and the running cost problem we provide an equivalent characterization of the value function by means of a generalized version of the Ito-Dynkin formula instead of the more restrictive, traditional approach via the use of quasi-variational inequalities (QVIs). Based on the finite element method and weak solutions of QVIs in suitable Sobolev spaces, the value function is constructed iteratively. In addition to the analytical results, we study a novel application of the menu cost problem in management science. We consider a company that aims to implement an optimal investment and marketing strategy and must decide when to issue a new version of a product and when and how much
to invest into marketing.
For the long-term growth rate problem we provide a rigorous asymptotic analysis under both proportional and Morton-Pliska transaction costs in a general incomplete market that includes, for instance, the Heston stochastic volatility model and the Kim-Omberg stochastic excess return model as special cases. By means of a dynamic programming approach leading-order optimal strategies are constructed
and the leading-order coefficients in the expansions of the long-term growth rates are determined. Moreover, we analyze the asymptotic performance of Morton-Pliska strategies in settings with proportional transaction costs. Finally, pathwise optimality of the constructed strategies is established.Yaroslav Melnykdoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4073Mon, 18 May 2015 10:01:57 +0200A stochastic model featuring acid induced gaps during tumor progression.
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4062
In this paper we propose a phenomenological model for the formation of an interstitial gap between the tumor and the stroma. The gap
is mainly filled with acid produced by the progressing edge of the tumor front. Our setting extends existing models for acid-induced tumor invasion models to incorporate
several features of local invasion like formation of gaps, spikes, buds, islands, and cavities. These behaviors are obtained mainly due to the random dynamics at the intracellular
level, the go-or-grow-or-recede dynamics on the population scale, together with the nonlinear coupling between the microscopic (intracellular) and macroscopic (population)
levels. The wellposedness of the model is proved using the semigroup technique and 1D and 2D numerical simulations are performed to illustrate model predictions and draw
conclusions based on the observed behavior.Sandesh Athni Hiremath; Christina Surulescupreprinthttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4062Wed, 29 Apr 2015 12:21:48 +0200Image based characterization and geometric modeling of 3d materials microstructures
https://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4060
It is well known that the structure at a microscopic point of view strongly influences the
macroscopic properties of materials. Moreover, the advancement in imaging technologies allows
to capture the complexity of the structures at always decreasing scales. Therefore, more
sophisticated image analysis techniques are needed.
This thesis provides tools to geometrically characterize different types of three-dimensional
structures with applications to industrial production and to materials science. Our goal is to
enhance methods that allow the extraction of geometric features from images and the automatic
processing of the information.
In particular, we investigate which characteristics are sufficient and necessary to infer
the desired information, such as particles classification for technical cleanliness and
fitting of stochastic models in materials science.
In the production line of automotive industry, dirt particles collect on the surface of mechanical
components. Residual dirt might reduce the performance and durability of assembled products.
Geometric characterization of these particles allows to identify their potential danger.
While the current standards are based on 2d microscopic images, we extend the characterization
to 3d.
In particular, we provide a collection of parameters that exhaustively describe size and shape
of three-dimensional objects and can be efficiently estimated from binary images. Furthermore,
we show that only a few features are sufficient to classify particles according to the standards
of technical cleanliness.
In the context of materials science, we consider two types of microstructures: fiber systems
and foams.
Stochastic geometry grants the fundamentals for versatile models able to encompass the
geometry observed in the samples. To allow automatic model fitting, we need rules stating which
parameters of the model yield the best-fitting characteristics. However, the validity of such
rules strongly depends on the properties of the structures and on the choice of the model.
For instance, isotropic orientation distribution yields the best theoretical results for Boolean
models and Poisson processes of cylinders with circular cross sections. Nevertheless, fiber
systems in composites are often anisotropic.
Starting from analytical results from the literature, we derive formulae for anisotropic
Poisson processes of cylinders with polygonal cross sections that can be directly used in
applications. We apply this procedure to a sample of medium density fiber board. Even
if image resolution does not allow to estimate reliably characteristics of the singles fibers,
we can fit Boolean models and Poisson cylinder processes. In particular, we show the complete
model fitting and validation procedure with cylinders with circular and squared cross sections.
Different problems arise when modeling cellular materials. Motivated by the physics of foams,
random Laguerre tessellations are a good choice to model the pore system of foams.
Considering tessellations generated by systems of non-overlapping spheres allows to control the
cell size distribution, but yields the loss of an analytical description of the model.
Nevertheless, automatic model fitting can still be obtained by approximating the characteristics
of the tessellation depending on the parameters of the model. We investigate how to improve
the choice of the model parameters. Angles between facets and between edges were never considered
so far. We show that the distributions of angles in Laguerre tessellations
depend on the model parameters. Thus, including the moments of the angles still allows automatic
model fitting. Moreover, we propose an algorithm to estimate angles from images of real foams.
We observe that angles are matched well in random Laguerre tessellations also when they are not
employed to choose the model parameters. Then, we concentrate on the edge length distribution. In
Laguerre tessellations occur many more short edges than in real foams. To deal with this problem,
we consider relaxed models. Relaxation refers to topological and structural modifications
of a tessellation in order to make it comply with Plateau's laws of mechanical equilibrium. We inspect
samples of different types of foams, closed and open cell foams, polymeric and metallic. By comparing
the geometric characteristics of the model and of the relaxed tessellations, we conclude that whether
the relaxation improves the edge length distribution strongly depends on the type of foam.
Irene Vecchiodoctoralthesishttps://kluedo.ub.uni-kl.de/frontdoor/index/index/docId/4060Wed, 29 Apr 2015 12:13:44 +0200