Kaiserslautern - Fachbereich Elektrotechnik und Informationstechnik
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The present thesis deals with multi-user mobile radio systems, and more specifically, the downlinks (DL) of such systems. As a key demand on future mobile radio systems, they should enable highest possible spectrum and energy efficiency. It is well known that, in principle, the utilization of multi-antennas in the form of MIMO systems, offers considerable potential to meet this demand. Concerning the energy issue, the DL is more critical than the uplink. This is due to the growing importance of wireless Internet applications, in which the DL data rates and, consequently, the radiated DL energies tend to be substantially higher than the corresponding uplink quantities. In this thesis, precoding schemes for MIMO multi-user mobile radio DLs are considered, where, in order to keep the complexity of the mobile terminals as low as possible, the rationale receiver orientation (RO) is adopted, with the main focus to further reduce the required transmit energy in such systems. Unfortunately, besides the mentioned low receiver complexity, conventional RO schemes, such as Transmit Zero Forcing (TxZF), do not offer any transmit energy reductions as compared to conventional transmitter oriented schemes. Therefore, the main goal of this thesis is the design and analysis of precoding schemes in which such transmit energy reductions become feasible - under virtually maintaining the low receiver complexity - by means of replacing the conventional unique mappings by the selectable representations of the data. Concerning the channel access scheme, Orthogonal Frequency Division Multiplex (OFDM) is presently being favored as the most promising candidate in the standardization process of the enhanced 3G and forthcoming 4G systems, because it allows a very flexible resource allocation and low receiver complexity. Receiver oriented MIMO OFDM multi-user downlink transmission, in which channel equalization is already performed in the transmitter of the access point, further contributes to low receiver complexity in the mobile terminals. For these reasons, OFDM is adopted in the target system of the considered receiver oriented precoding schemes. In the precoding schemes considered the knowledge of channel state information (CSI) in the access point in the form of the channel matrix is essential. Independently of the applied duplexing schemes FDD or TDD, the provision of this information to the access point is always erroneous. However, it is shown that the impact of such deviations not only scales with the variance of the channel estimation errors, but also with the required transmit energies. Accordingly, the reduced transmit energies of the precoding schemes with selectable data representation also have the advantage of a reduced sensitivity to imperfect knowledge of CSI. In fact, these two advantages are coupled with each other.
In conventional radio communication systems, the system design generally starts from the transmitter (Tx), i.e. the signal processing algorithm in the transmitter is a priori selected, and then the signal processing algorithm in the receiver is a posteriori determined to obtain the corresponding data estimate. Therefore, in these conventional communication systems, the transmitter can be considered the master and the receiver can be considered the slave. Consequently, such systems can be termed transmitter (Tx) oriented. In the case of Tx orientation, the a priori selected transmitter algorithm can be chosen with a view to arrive at particularly simple transmitter implementations. This advantage has to be countervailed by a higher implementation complexity of the a posteriori determined receiver algorithm. Opposed to the conventional scheme of Tx orientation, the design of communication systems can alternatively start from the receiver (Rx). Then, the signal processing algorithm in the receiver is a priori determined, and the transmitter algorithm results a posteriori. Such an unconventional approach to system design can be termed receiver (Rx) oriented. In the case of Rx orientation, the receiver algorithm can be a priori selected in such a way that the receiver complexity is minimum, and the a posteriori determined transmitter has to tolerate more implementation complexity. In practical communication systems the implementation complexity corresponds to the weight, volume, cost etc of the equipment. Therefore, the complexity is an important aspect which should be taken into account, when building practical communication systems. In mobile radio communication systems, the complexity of the mobile terminals (MTs) should be as low as possible, whereas more complicated implementations can be tolerated in the base station (BS). Having in mind the above mentioned complexity features of the rationales Tx orientation and Rx orientation, this means that in the uplink (UL), i.e. in the radio link from the MT to the BS, the quasi natural choice would be Tx orientation, which leads to low cost transmitters at the MTs, whereas in the downlink (DL), i.e. in the radio link from the BS to the MTs, the rationale Rx orientation would be the favorite alternative, because this results in simple receivers at the MTs. Mobile radio downlinks with the rationale Rx orientation are considered in the thesis. Modern mobile radio communication systems are cellular systems, in which both the intracell and intercell interferences exist. These interferences are the limiting factors for the performance of mobile radio systems. The intracell interference can be eliminated or at least reduced by joint signal processing with consideration of all the signals in the considered cell. However such joint signal processing is not feasible for the elimination of intercell interference in practical systems. Knowing that the detrimental effect of intercell interference grows with its average energy, the transmit energy radiated from the transmitter should be as low as possible to keep the intercell interference low. Low transmit energy is required also with respect to the growing electro-phobia of the public. The transmit energy reduction for multi-user mobile radio downlinks by the rationale Rx orientation is dealt with in the thesis. Among the questions still open in this research area, two questions of major importance are considered here. MIMO is an important feature with respect to the transmit power reduction of mobile radio systems. Therefore, first questionconcerns the linear Rx oriented transmission schemes combined with MIMO antenna structures. The investigations of the MIMO benefit on the linear Rx oriented transmission schemes are studied in the thesis. Utilization of unconventional multiply connected quantization schemes at the receiver has also great potential to reduce the transmit energy. Therefore, the second question considers the designing of non-linear Rx oriented transmission schemes combined with multiply connected quantization schemes.
The present thesis deals with a novel air interface concept for beyond 3G mobile radio systems. Signals received at a certain reference cell in a cellular system which originate in neighboring cells of the same cellular system are undesired and constitute the intercell interference. Due to intercell interference, the spectrum capacity of cellular systems is limited and therefore the reduction of intercell interference is an important goal in the design of future mobile radio systems. In the present thesis, a novel service area based air interface concept is investigated in which interference is combated by joint detection and joint transmission, providing an increased spectrum capacity as compared to state-of-the-art cellular systems. Various algorithms are studied, with the aid of which intra service area interference can be combated. In the uplink transmission, by optimum joint detection the probability of erroneous decision is minimized. Alternatively, suboptimum joint detection algorithms can be applied offering reduced complexity. By linear receive zero-forcing joint detection interference in a service area is eliminated, while by linear minimum mean square error joint detection a trade-off is performed between interference elimination and noise enhancement. Moreover, iterative joint detection is investigated and it is shown that convergence of the data estimates of iterative joint detection without data estimate refinement towards the data estimates of linear joint detection can be achieved. Iterative joint detection can be further enhanced by the refinement of the data estimates in each iteration. For the downlink transmission, the reciprocity of uplink and downlink channels is used by joint transmission eliminating the need for channel estimation and therefore allowing for simple mobile terminals. A novel algorithm for optimum joint transmission is presented and it is shown how transmit signals can be designed which result in the minimum possible average bit error probability at the mobile terminals. By linear transmit zero-forcing joint transmission interference in the downlink transmission is eliminated, whereas by iterative joint transmission transmit signals are constructed in an iterative manner. In a next step, the performance of joint detection and joint transmission in service area based systems is investigated. It is shown that the price to be paid for the interference suppression in service area based systems is the suboptimum use of the receive energy in the uplink transmission and of the transmit energy in the downlink transmission, with respect to the single user reference system. In the case of receive zero-forcing joint detection in the uplink and transmit zero-forcing joint transmission in the downlink, i.e., in the case of linear unbiased data transmission, it is shown that the same price, quantified by the energy efficiency, has to be paid for interference elimination in both uplink and downlink. Finally it is shown that if the system load is fixed, the number of active mobile terminals in a SA and hence the spectrum capacity can be increased without any significant reduction in the average energy efficiency of the data transmission.